Remote Securities Regulation Jobs
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96 jobs
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Manager, Trade Desk Compliance
Manager, Trade Desk Compliance
3 days ago
Wealthsimple
- From: Canada (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationStatutory LawCompliance Management
Compliance Officer
Compliance Officer
2 days ago
Deutsche Postbank Group
- From: Brazil, Sao Paulo do Potengi (Full Remote)
- Full time
- Senior (5-10 years)
Regulatory ComplianceCompliance ManagementRisk AnalysisBusiness Advisory
Global On-Premises (Elevate) Senior Manager
Global On-Premises (Elevate) Senior Manager
3 days ago
ServiceNow
- From: Florida (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Revenue ManagementPipeline PlanningSales Management
SEC Legal Research Analyst
SEC Legal Research Analyst
3 days ago
RELX
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities RegulationLegal ResearchDigital File Management
Transactional Research Solution Consultant
Transactional Research Solution Consultant
3 days ago
Elsevier
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Hardware SupportCustomer Relationship Management
SEC Legal Research Analyst
SEC Legal Research Analyst
7 days ago
LexisNexis France
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities RegulationLegal ResearchDigital File Management
Transactional Research Solution Consultant
Transactional Research Solution Consultant
3 days ago
RELX
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeCustomer Relationship Management
Associate Director, Compliance
Associate Director, Compliance
3 days ago
Group 1001
- From: Indiana (USA), Massachusetts (USA) (Full Remote)
- Full time
- Entry-level / graduate
Insurance LawRisk ManagementCompliance ManagementFinancial Regulations
SEC Legal Research Analyst
SEC Legal Research Analyst
7 days ago
LexisNexis France
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities RegulationLegal ResearchDigital File Management
Corporate Counsel
Corporate Counsel
16 days ago
Dropbox
- From: Canada (Full Remote)
- Full time
- Mid-level (2-5 years)
Securities RegulationCorporate GovernanceCorporate LawsMergers And Acquisitions
Vice President, General Counsel
Vice President, General Counsel
2 days ago
Porch Group
- From: Washington (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Insurance LawRegulatory ComplianceCorporate GovernanceESG Laws
Legal Specialist II
Legal Specialist II
3 days ago
World Courier
- From: Alabama (USA), Arizona (USA), Arkansas (USA), California (USA), Colorado (USA), Connecticut (USA), Delaware (USA), District of Columbia (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Indiana (USA), Iowa (USA), Kansas (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Litigation SupportLegal ResearchProject ManagementContract Management
Transactional Research Solution Consultant
Transactional Research Solution Consultant
1 day ago
Elsevier
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Hardware SupportCustomer Relationship ManagementCustomer Relationship Management
SEC Legal Research Analyst
SEC Legal Research Analyst
7 days ago
LexisNexis France
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities RegulationLegal ResearchDigital File ManagementAcademic Writing
Staff Accountant (Manila)
Staff Accountant (Manila)
17 days ago
Okta
- From: Philippines (Full Remote)
- Full time
- Mid-level (2-5 years)
Securities Regulation
SEC Legal Research Analyst
SEC Legal Research Analyst
7 days ago
LexisNexis Risk Solutions
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
Sales Account Executive
Sales Account Executive
30+ days ago
Finalis
- From: Argentina (Full Remote)
- Full time
Sales ManagementData Mining
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- From: Germany (Full Remote)
- Full time
- Mid-level (2-5 years)
Structured Programming
SEC Legal Research Analyst
SEC Legal Research Analyst
7 days ago
LexisNexis Risk Solutions
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities RegulationLegal ResearchDigital File Management
Paralegal
Paralegal
3 days ago
Avalara
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceEquity MethodEnterprise Information Management
Transactional Research Solution Consultant
Transactional Research Solution Consultant
30+ days ago
LexisNexis Risk Solutions
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: United Kingdom (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementAnti Money LaunderingEconomic Sanctions
Corporate Paralegal
Corporate Paralegal
3 days ago
Zoom
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Legal ResearchRegulatory ComplianceCorporate GovernanceEquity Method
Corporate Paralegal
Corporate Paralegal
4 days ago
Match Group
- From: Texas (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Enterprise Information ManagementSecurities RegulationCorporate GovernanceCorporate Financial Reporting
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: Zambia (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic Sanctions
Senior Compliance Consultant
Senior Compliance Consultant
3 days ago
Group 1001
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Insurance LawSecurities RegulationCompliance ManagementFinancial Regulations
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30+ days ago
Coinbase
- From: Canada (Full Remote)
- Senior (5-10 years)
- 237 - 237K
Risk AnalysisRegulatory ComplianceInternal ControlsCompliance Management
Senior Compliance Officer/Compliance Specialist
Senior Compliance Officer/Compliance Specialist
30+ days ago
PEOPLE PROFILERS
- From: Thailand (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCompliance ManagementCompany Administration
Assistant General Counsel - Corporate
Assistant General Counsel - Corporate
3 days ago
Kraken
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceDeclaratory JudgmentSEC Filing
SEC Legal Research Analyst
SEC Legal Research Analyst
7 days ago
LexisNexis Risk Solutions
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
AML Lead
AML Lead
1 day ago
FYST
- From: Canada (Full Remote)
- Full time
- Senior (5-10 years)
Risk Management
Corporate Paralegal
Corporate Paralegal
4 days ago
Zoom
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Legal ResearchRegulatory ComplianceCorporate GovernanceEquity Method
Senior Governance Counsel
Senior Governance Counsel
30+ days ago
Assurant
- From: Florida (USA), Georgia (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceCorporate LawsFinancial Instruments And Exchange Act
Counsel, Corporate Transactions, Governance and Securities
Counsel, Corporate Transactions, Governance and Securities
30+ days ago
Black Rifle Coffee Company
- From: Tennessee (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceProject ManagementCivil Drafting
Compliance Officer
Compliance Officer
19 days ago
Deutsche Bank
- From: Brazil, Sao Paulo (Full Remote)
- Full time
- Senior (5-10 years)
Business AdvisoryRegulatory ComplianceCompliance ManagementRisk Analysis
Investor Relations Manager
Investor Relations Manager
29 days ago
RE/MAX, LLC
- From: Arkansas (USA), California (USA), Colorado (USA), Florida (USA), Georgia (USA), Illinois (USA), Massachusetts (USA), Michigan (USA), Ohio (USA), Texas (USA) (Full Remote)
- Full time
- Mid-level (2-5 years)
Investor Relations
Corporate Paralegal
Corporate Paralegal
3 days ago
Zoom
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Legal ResearchRegulatory ComplianceCorporate GovernanceEquity Method
Experienced Lawyer in Financial Regulation and Capital Markets Law
Experienced Lawyer in Financial Regulation and Capital Markets Law
5 days ago
Karatzas & Partners
- From: Greece (Full Remote)
- Full time
- Mid-level (2-5 years)
Securities RegulationFinancial LawRegulatory ComplianceFinancial Regulations
Corporate Counsel, Commercial Law
Corporate Counsel, Commercial Law
1 day ago
Cineplex
- From: Canada (Full Remote)
- Full time
- Mid-level (2-5 years)
Regulatory ComplianceCommercial LawsCorporate AccountingContract Management
Compliance Analyst - Core Compliance 
Compliance Analyst - Core Compliance
3 days ago
Interactive Brokers
- From: United States, Greenwich (Full Remote)
- Full time
Securities RegulationPolicy EnforcementCompliance ManagementRegulatory Compliance
In-House Counsel
In-House Counsel
30+ days ago
Experior Financial Group
- From: Canada (Full Remote)
- Senior (5-10 years)
- 150 - 250K
Corporate LawsState Laws
Transactional Research Solution Consultant
Transactional Research Solution Consultant
30+ days ago
Cirium
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Hardware SupportCustomer Relationship ManagementCustomer Relationship Management
Director of Internal Audit
Director of Internal Audit
30+ days ago
EMPLOYERS
- From: Nevada (USA) (Full Remote)
- Internships
AuditingData GovernanceSOX TestingRisk Management
Sales Supervisor
Sales Supervisor
3 days ago
Integrity
- From: United States (Full Remote)
- Full time
- Mid-level (2-5 years)
Investment Account ManagementSales AdministrationCompliance ManagementBroker Dealers
Financial Consultant - Client Growth & Retention
Financial Consultant - Client Growth & Retention
15 days ago
Edelman Financial Engines
- From: Arizona (USA) (Full Remote)
- Full time
Securities RegulationFinancial ManagementConsultative SellingCustomer Relationship Management
Director, National Accounts
Director, National Accounts
30+ days ago
Meeder Investment Management
- From: Ohio (USA) (Full Remote)
- Full time
Product MarketingOperational ExcellenceBusiness Strategies
Corporate Paralegal
Corporate Paralegal
2 days ago
Zoom
- From: United States (Full Remote)
- Full time
- Mid-level (2-5 years)
Legal ResearchRegulatory ComplianceCorporate GovernanceEquity Method
Senior Corporate Counsel
Senior Corporate Counsel
30+ days ago
BeiGene
- From: Massachusetts (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate Governance
Sales Supervisor
Sales Supervisor
2 days ago
Integrity Marketing Group LLC
- From: United States (Full Remote)
- Full time
- Junior (1-2 years)
Investment Account ManagementSales AdministrationCompliance ManagementAlternative Investments
SEC Legal Research Analyst
SEC Legal Research Analyst
30+ days ago
Cirium
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
