Remote Securities Regulation Jobs

Legal Counsel

5 day ago

Quidax

Full time

Providing Legal AdviceRegulatory ComplianceRisk ManagementContract Management

Associate General Counsel

5 day ago

CPSI

Full time

Regulatory ComplianceLegal ResearchCorporate LawsCorporate Governance

Director of Investor Relations

1 day ago

EquipmentShare

Full time

Financial AnalysisSecurities RegulationInvestor Relations

Sr. Workplace Compliance Advisor

11 day ago

Edward Jones

Full time

Regulatory ComplianceSecurities RegulationCompliance Management

Counsel - Remote

10 day ago

Symetra

Freelance

Securities RegulationFinancial LawFundraisingPrivate Equity

Regulatory Affairs Consultant, Biologics

4 day ago

Parexel

Full time

Regulatory ComplianceRegulatory ComplianceDigital File ManagementRegulatory Compliance

Senior Legal Counsel Corporate Governance and Capital Markets

15 day ago

Kyivstar.Tech

Full time

Regulatory ComplianceCorporate GovernanceCapital MarketsRisk Management

Examiner

7 day ago

LPL Financial

Full time

Compliance ManagementRisk AnalysisAuditing

Senior Compliance Officer/Compliance Specialist

11 day ago

PEOPLE PROFILERS

Full time

Securities RegulationCompliance ManagementCompany Administration

Senior Manager IFRS

15 day ago

Kyivstar.Tech

Full time

Securities ResearchProject ManagementTechnical Accounting

Manager, Enhanced Due Diligence (AML)

16 day ago

Raymond James

Full time

Anti Money LaunderingRisk ManagementCompliance Management

Support Specialist I (Remote)

30+ days ago

Brex

44 - 46K

Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt

30+ days ago

Deutsche WertpapierService Bank AG

Full time
Mid-level (2-5 years)

Structured Programming

Consultant - Chief Compliance Officer

30+ days ago

Arootah LLC

Securities Regulation

Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)

30+ days ago

Black Pen Recruitment

Full time
Expert & Leadership (>10 years)

Risk ManagementAnti Money LaunderingEconomic Sanctions

Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)

30+ days ago

Black Pen Recruitment

Full time
Expert & Leadership (>10 years)

Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic Sanctions

Consultant - Chief Legal Counsel or General Counsel

30+ days ago

Arootah LLC

Freelance
Senior (5-10 years)

Securities RegulationOnline CommunicationRegulatory Compliance

Core Compliance Officer - remote

30+ days ago

Performance Trust Capital Partners

Full time

Compliance ManagementRegulatory CompliancePolicy DevelopmentCompliance Management

Senior Legal Counsel - Private Equity (Board Role)

30+ days ago

Yorktown Search Partners

Full time
Senior (5-10 years)

Securities RegulationMergers And Acquisitions

Chief Compliance Officer and CAMLO, Canada

30+ days ago

Coinbase

Senior (5-10 years)
237 - 237K

Risk AnalysisRegulatory ComplianceInternal ControlsCompliance Management

Sr. Counsel, M&A

30+ days ago

DoorDash

Full time

Corporate AccountingCivil DraftingMergers And AcquisitionsRisk Management

Senior Legal Counsel Corporate Governance and Capital Markets

15 day ago

Київстар

Full time

Securities RegulationCorporate GovernanceCapital MarketsInformation Disclosure Statement

Auditeur IT Sénior SEC/PCAOB (H/F)

30+ days ago

Mazars

Full time
Mid-level (2-5 years)

Chief Compliance Officer (Canada)

30+ days ago

Alpaca

Mid-level (2-5 years)
1 - 1K

Compliance ManagementRegulatory ComplianceStakeholder EngagementPolicy Development

Senior Director and Associate General Counsel - Corporate Governance

1 day ago

IonQ

Full time

Securities RegulationCorporate GovernanceMergers And AcquisitionsCompliance Management

Sr. Workplace Compliance Advisor

19 day ago

Edward Jones

Full time

Securities RegulationCompliance Management

Senior Legal Counsel - Midnight

23 day ago

Input Output (IOHK)

Full time
Mid-level (2-5 years)

Providing Legal AdviceContract ManagementRegulatory ComplianceRisk Management

Sr. Workplace Compliance Advisor

30+ days ago

Edward Jones

Full time

Regulatory ComplianceSecurities RegulationCompliance Management

Communications Compliance Director

17 day ago

Raymond James

Full time

Securities RegulationRegulatory ComplianceProject ManagementRisk Management

Compliance Manager and MLRO, Coinbase Australia

30+ days ago

Coinbase

Senior (5-10 years)

Securities RegulationRegulatory ComplianceCompliance Management

In-House Counsel

30+ days ago

Experior Financial Group

Senior (5-10 years)
150 - 250K

Corporate LawsState Laws

Senior Advisor, Supervision Trade Review

13 day ago

Raymond James

Full time

Financial AnalysisSecurities RegulationRegulatory Compliance

Counsel - Remote

30+ days ago

Symetra

Freelance

Securities RegulationFinancial LawFundraisingPrivate Equity

SMB Account Executive, Actimize(Canada - Remote)

30+ days ago

NICE Ltd

Full time

Software Systems

Director, National Accounts

30+ days ago

Meeder Investment Management

Full time

Product MarketingOperational ExcellenceBusiness Strategies

Advisor, Supervision – Investment Advisory

20 day ago

Raymond James

Full time

Investment Account ManagementAnalyticsCompliance ManagementFiduciary Accounting

Lawyer (US experience)

16 day ago

Remote Employee PH

Full time

Legal ResearchLawsuitsCivil Law

Advisor, Supervision – Investment Advisory

20 day ago

Raymond James

Full time

Investment Account ManagementAnalyticsCompliance ManagementFiduciary Accounting

Senior Counsel - Corporate & Securities - Virtual!

30+ days ago

Alight Solutions

Full time

Securities RegulationRegulatory ComplianceRisk FinancingCorporate Laws

XTN-E312212 | SENIOR ACCOUNTANT

30+ days ago

KMC Solutions

Full time
Senior (5-10 years)

AccountingSecurities RegulationInternal Controls

Sr. Analyst AML & Financial Crimes Financial Intelligence Unit

30+ days ago

Raymond James

Full time

Regulatory ComplianceTransaction Monitoring

Senior Stock Plan Manager

25 day ago

Chainalysis Inc.

Full time

Equity Method

Operational Finance Manager

10 day ago

Flix

Full time

Variance AnalysisFinancial Modeling

Compensation & Equity Analyst

3 day ago

Angi

Full time

Data ManagementEquity MethodCompensation Analysis

Corporate Paralegal

30+ days ago

Canva

Senior (5-10 years)
121 - 188K

Corporate LawsLegal Support

Lead Financial Analyst - VF

30+ days ago

Yoh, A Day & Zimmermann Company

Fixed term
Senior (5-10 years)

Senior Counsel (US Regulatory and Policy)

8 day ago

Wintermute

Full time

Securities RegulationRegulatory ComplianceContract ManagementFinancial Regulations

Senior Central Supervision Principal-1

10 day ago

KeyBank

Full time

Securities RegulationInvestment Account ManagementFinancial Needs Assessment

Senior Counsel, Corporate & Securities

30+ days ago

MicroStrategy

Expert & Leadership (>10 years)

Capital MarketsCorporate GovernanceSecurities RegulationBitcoin

Corporate Counsel

14 day ago

PRA Group (Nasdaq: PRAA)

Full time

Securities RegulationCorporate LawsMergers And AcquisitionsContract Management

Remote Securities Regulation Jobs

Legal Counsel

Associate General Counsel

Director of Investor Relations

Sr. Workplace Compliance Advisor

Counsel - Remote

Regulatory Affairs Consultant, Biologics

Senior Legal Counsel Corporate Governance and Capital Markets

Examiner

Senior Compliance Officer/Compliance Specialist

Senior Manager IFRS

Manager, Enhanced Due Diligence (AML)

Support Specialist I (Remote)

Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt

Consultant - Chief Compliance Officer

Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)

Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)

Consultant - Chief Legal Counsel or General Counsel

Core Compliance Officer - remote

Senior Legal Counsel - Private Equity (Board Role)

Chief Compliance Officer and CAMLO, Canada

Sr. Counsel, M&A

Senior Legal Counsel Corporate Governance and Capital Markets

Auditeur IT Sénior SEC/PCAOB (H/F)

Chief Compliance Officer (Canada)

Senior Director and Associate General Counsel - Corporate Governance

Sr. Workplace Compliance Advisor

Senior Legal Counsel - Midnight

Sr. Workplace Compliance Advisor

Communications Compliance Director

Compliance Manager and MLRO, Coinbase Australia

In-House Counsel

Senior Advisor, Supervision Trade Review

Counsel - Remote

SMB Account Executive, Actimize(Canada - Remote)

Director, National Accounts

Advisor, Supervision – Investment Advisory

Lawyer (US experience)

Advisor, Supervision – Investment Advisory

Senior Counsel - Corporate & Securities - Virtual!

XTN-E312212 | SENIOR ACCOUNTANT

Sr. Analyst AML & Financial Crimes Financial Intelligence Unit

Senior Stock Plan Manager

Operational Finance Manager

Compensation & Equity Analyst

Corporate Paralegal

Lead Financial Analyst - VF

Senior Counsel (US Regulatory and Policy)

Senior Central Supervision Principal-1

Senior Counsel, Corporate & Securities

Corporate Counsel

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