Remote Securities Regulation Jobs
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72 jobs
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Regulatory Counsel
Regulatory Counsel
Today
BingX
- From: Europe, Asia, Middle East (Full Remote)
- Full time
Regulatory ComplianceProviding Legal AdviceCompliance ManagementRisk Mitigation
Registered Brokerage Client Service Associate (Support)
Registered Brokerage Client Service Associate (Support)
1 day ago
Alpaca
- From: Hungary, Japan, Nigeria, United Kingdom, Brazil, Canada (Full Remote)
- Full time
Client ServicesOnline Communication
Associate Director, Compliance
Associate Director, Compliance
1 day ago
Group 1001
- From: Massachusetts (USA) (Full Remote)
- Full time
Insurance LawRisk ManagementCompliance ManagementFinancial Regulations
Chief Compliance Officer, Canada
Chief Compliance Officer, Canada
3 day ago
Kraken
- From: Canada (Full Remote)
- Full time
Regulatory ComplianceCompliance ManagementRisk Management
Sales Account Executive
Sales Account Executive
16 day ago
Finalis
- From: Argentina (Full Remote)
- Full time
Sales ManagementData Mining
Legal Counsel
Legal Counsel
2 day ago
Alpaca
- From: United States (Full Remote)
- Full time
Contract ManagementSecurities RegulationRegulatory ComplianceLegal Research
Support Specialist I (Remote)
Support Specialist I (Remote)
30+ days ago
Brex
- From: Canada (Full Remote)
- 44 - 46K
Senior Legal Counsel Corporate Governance and Capital Markets
Senior Legal Counsel Corporate Governance and Capital Markets
30+ days ago
Kyivstar.Tech
- From: Ukraine (Full Remote)
- Full time
Regulatory ComplianceCorporate GovernanceCapital MarketsRisk Management
Legal Counsel
Legal Counsel
25 day ago
Quidax
- From: Nigeria (Full Remote)
- Full time
Providing Legal AdviceRegulatory ComplianceRisk ManagementContract Management
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
30+ days ago
Edward Jones
- From: Arizona (USA) (Full Remote)
- Full time
Regulatory ComplianceSecurities RegulationCompliance Management
Counsel - Remote
Counsel - Remote
30+ days ago
Symetra
- From: Washington (USA) (Full Remote)
- Freelance
Securities RegulationFinancial LawFundraisingPrivate Equity
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- From: Germany (Full Remote)
- Full time
- Mid-level (2-5 years)
Structured Programming
Consultant - Chief Compliance Officer
Consultant - Chief Compliance Officer
30+ days ago
Arootah LLC
- From: New York (USA), Binghamton, Hempstead, Johnson City, New Rochelle, Niagara Falls, New York, Schenectady, Rock Hill, Valley Stream, Yonkers (Full Remote)
Securities Regulation
Corporate Legal Counsel
Corporate Legal Counsel
20 day ago
Postmedia Network Inc.
- From: Canada (Full Remote)
- Full time
Securities RegulationCorporate LawsCommercial LawsTransaction Processing (Computing)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: United Kingdom (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementAnti Money LaunderingEconomic Sanctions
Senior Manager IFRS
Senior Manager IFRS
30+ days ago
Kyivstar.Tech
- From: Ukraine (Full Remote)
- Full time
Securities ResearchProject ManagementTechnical Accounting
Branch Manager/Supervisory Principal
Branch Manager/Supervisory Principal
11 day ago
Level Four Group
- From: Texas (USA) (Full Remote)
- Full time
Compliance ManagementRegulatory Compliance
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: Zambia (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic Sanctions
Broker Dealer Principle Review Consultant I
Broker Dealer Principle Review Consultant I
3 day ago
Allstate Identity Protection
- From: Florida (USA) (Full Remote)
- Full time
Transaction VerificationSecurities RegulationFinancial Regulations
Consultant - Chief Legal Counsel or General Counsel
Consultant - Chief Legal Counsel or General Counsel
30+ days ago
Arootah LLC
- From: New York (USA), Binghamton, Hempstead, Johnson City, New Rochelle, Niagara Falls, New York, Schenectady, Rock Hill, Valley Stream, Yonkers (Full Remote)
- Freelance
- Senior (5-10 years)
Securities RegulationOnline CommunicationRegulatory Compliance
Core Compliance Officer - remote
Core Compliance Officer - remote
30+ days ago
Performance Trust Capital Partners
- From: Illinois (USA) (Full Remote)
- Full time
Compliance ManagementRegulatory CompliancePolicy DevelopmentCompliance Management
Senior Legal Counsel - Private Equity (Board Role)
Senior Legal Counsel - Private Equity (Board Role)
30+ days ago
Yorktown Search Partners
- From: Canada (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationMergers And Acquisitions
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30+ days ago
Coinbase
- From: Canada (Full Remote)
- Senior (5-10 years)
- 237 - 237K
Risk AnalysisRegulatory ComplianceInternal ControlsCompliance Management
Senior Compliance Officer/Compliance Specialist
Senior Compliance Officer/Compliance Specialist
30+ days ago
PEOPLE PROFILERS
- From: Thailand (Full Remote)
- Full time
Securities RegulationCompliance ManagementCompany Administration
Sr. Counsel, M&A
Sr. Counsel, M&A
30+ days ago
DoorDash
- From: California (USA), Illinois (USA), New York (USA) (Full Remote)
- Full time
Corporate AccountingCivil DraftingMergers And AcquisitionsRisk Management
Regulatory Affairs Consultant, Biologics
Regulatory Affairs Consultant, Biologics
25 day ago
Parexel
- From: India (Full Remote)
- Full time
Regulatory ComplianceRegulatory ComplianceDigital File ManagementRegulatory Compliance
Auditeur IT Sénior SEC/PCAOB (H/F)
Auditeur IT Sénior SEC/PCAOB (H/F)
30+ days ago
Mazars
- From: France (Full Remote)
- Full time
- Mid-level (2-5 years)
Senior Analyst, Global Equity
Senior Analyst, Global Equity
4 day ago
Edwards Lifesciences
- From: California (USA) (Full Remote)
- Full time
IRS RegulationsCorporate Financial ReportingRisk AnalysisInventory Management
Chief Compliance Officer (Canada)
Chief Compliance Officer (Canada)
30+ days ago
Alpaca
- From: Canada (Full Remote)
- Mid-level (2-5 years)
- 1 - 1K
Compliance ManagementRegulatory ComplianceStakeholder EngagementPolicy Development
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
30+ days ago
Edward Jones
- From: Arizona (USA) (Full Remote)
- Full time
Regulatory ComplianceSecurities RegulationCompliance Management
Compliance Manager and MLRO, Coinbase Australia
Compliance Manager and MLRO, Coinbase Australia
30+ days ago
Coinbase
- From: Australia (Full Remote)
- Senior (5-10 years)
Securities RegulationRegulatory ComplianceCompliance Management
Senior Counsel - Corporate
Senior Counsel - Corporate
18 day ago
Lash Group
- From: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA) (Full Remote)
- Full time
Compliance ManagementCorporate LawsMergers And AcquisitionsCorporate Governance
Senior Counsel - Corporate
Senior Counsel - Corporate
18 day ago
SmartSource
- From: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA) (Full Remote)
- Full time
Providing Legal AdviceCorporate GovernanceCorporate LawsMergers And Acquisitions
In-House Counsel
In-House Counsel
30+ days ago
Experior Financial Group
- From: Canada (Full Remote)
- Senior (5-10 years)
- 150 - 250K
Corporate LawsState Laws
Senior Legal Counsel Corporate Governance and Capital Markets
Senior Legal Counsel Corporate Governance and Capital Markets
30+ days ago
Київстар
- From: Ukraine (Full Remote)
- Full time
Securities RegulationCorporate GovernanceCapital MarketsInformation Disclosure Statement
Senior Legal Counsel - Midnight
Senior Legal Counsel - Midnight
30+ days ago
Input Output (IOHK)
- From: United Kingdom (Full Remote)
- Full time
- Mid-level (2-5 years)
Providing Legal AdviceContract ManagementRegulatory ComplianceRisk Management
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
30+ days ago
Edward Jones
- From: Arizona (USA), Missouri (USA) (Full Remote)
- Full time
Securities RegulationCompliance Management
Senior Compliance Consultant
Senior Compliance Consultant
18 day ago
Group 1001
- From: Massachusetts (USA) (Full Remote)
- Full time
Insurance LawSecurities RegulationCompliance ManagementFinancial Regulations
Examiner
Examiner
28 day ago
LPL Financial
- From: Florida (USA) (Full Remote)
- Full time
Compliance ManagementRisk AnalysisAuditing
Communications Compliance Director
Communications Compliance Director
30+ days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Securities RegulationRegulatory ComplianceProject ManagementRisk Management
Counsel - Remote
Counsel - Remote
30+ days ago
Symetra
- From: Washington (USA) (Full Remote)
- Freelance
Securities RegulationFinancial LawFundraisingPrivate Equity
SMB Account Executive, Actimize(Canada - Remote)
SMB Account Executive, Actimize(Canada - Remote)
30+ days ago
NICE Ltd
- From: Canada (Full Remote)
- Full time
Software Systems
Director, National Accounts
Director, National Accounts
30+ days ago
Meeder Investment Management
- From: Ohio (USA) (Full Remote)
- Full time
Product MarketingOperational ExcellenceBusiness Strategies
Transactional Research Solution Consultant
Transactional Research Solution Consultant
18 day ago
Elsevier
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Transactional Research Solution Consultant
Transactional Research Solution Consultant
18 day ago
LexisNexis Reed Tech
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Hardware SupportCustomer Relationship Management
Senior Advisor, Supervision Trade Review
Senior Advisor, Supervision Trade Review
30+ days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Financial AnalysisSecurities RegulationRegulatory Compliance
Senior Advisor, Supervision - Onboarding
Senior Advisor, Supervision - Onboarding
19 day ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Employee OnboardingRegulatory ComplianceRisk AnalysisDigital File Management
Sr. Analyst AML & Financial Crimes Financial Intelligence Unit
Sr. Analyst AML & Financial Crimes Financial Intelligence Unit
30+ days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Regulatory ComplianceTransaction Monitoring
Compliance Manager - Invest
Compliance Manager - Invest
8 day ago
ONE
- From: United States (Full Remote)
- Full time
Regulatory CompliancePolicy DevelopmentRisk ManagementCompliance Management
Lawyer (US experience)
Lawyer (US experience)
30+ days ago
Remote Employee PH
- From: Philippines (Full Remote)
- Full time
Legal ResearchLawsuitsCivil Law
