Remote Securities Regulation Jobs
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68 jobs
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Brokerage Operations Specialist
Brokerage Operations Specialist
Today
Wealthfront
- From: California (USA) (Full Remote)
- Full time
Securities RegulationBrokerageRisk MitigationAMPL
U.S Senior Counsel
U.S Senior Counsel
Today
eToro
- From: United Kingdom (Hybrid)
- Full time
Securities RegulationCompliance ManagementLegal RiskFinancial Regulations
Senior Compensation Analyst - Fixed Term Contract
Senior Compensation Analyst - Fixed Term Contract
Today
Skillsoft
- From: United States (Full Remote)
- Fixed term
Compensation Program DesignBusiness CommunicationCompensation Analysis
IA Centralized Client Service Associate
IA Centralized Client Service Associate
3 days ago
TD Securities
- From: Canada (Full Remote)
- Full time
Client Services
SEC Legal Research Analyst
SEC Legal Research Analyst
17 days ago
LexisNexis Reed Tech
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
Chief Financial Officer (CFO) Crypto & Blockchain
Chief Financial Officer (CFO) Crypto & Blockchain
7 days ago
Caiz
- From: Czechia (Full Remote)
- Full time
CryptocurrencyText ManipulationBlockchain
Support Specialist I (Remote)
Support Specialist I (Remote)
30+ days ago
Brex
- From: Canada (Full Remote)
- 44 - 46K
Legal Counsel
Legal Counsel
30+ days ago
Quidax
- From: Nigeria (Full Remote)
- Full time
Providing Legal AdviceRegulatory ComplianceRisk ManagementContract Management
Sales Account Executive
Sales Account Executive
30+ days ago
Finalis
- From: Argentina (Full Remote)
- Full time
Sales ManagementData Mining
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- From: Germany (Full Remote)
- Full time
- Mid-level (2-5 years)
Structured Programming
Senior Counsel (US Trading and Regulatory)
Senior Counsel (US Trading and Regulatory)
15 days ago
Wintermute
- From: New York (USA) (Full Remote)
- Full time
Contract ManagementCorporate GovernanceRegulatory Compliance
Securities Counsel – SEC & Blue Sky Compliance (Part-Time, Remote)
Securities Counsel – SEC & Blue Sky Compliance (Part-Time, Remote)
8 days ago
Latitude Legal
- From: New York (USA) (Full Remote)
- Part time
Securities RegulationPrivate Placement
Consultant - Chief Compliance Officer
Consultant - Chief Compliance Officer
30+ days ago
Arootah LLC
- From: New York (USA), Binghamton, Hempstead, Johnson City, New Rochelle, Niagara Falls, New York, Schenectady, Rock Hill, Valley Stream, Yonkers (Full Remote)
Securities Regulation
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: United Kingdom (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementAnti Money LaunderingEconomic Sanctions
Senior Advisor, Supervision - Onboarding
Senior Advisor, Supervision - Onboarding
10 days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Employee OnboardingRegulatory ComplianceRisk AnalysisDigital File Management
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: Zambia (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic Sanctions
Consultant - Chief Legal Counsel or General Counsel
Consultant - Chief Legal Counsel or General Counsel
30+ days ago
Arootah LLC
- From: New York (USA), Binghamton, Hempstead, Johnson City, New Rochelle, Niagara Falls, New York, Schenectady, Rock Hill, Valley Stream, Yonkers (Full Remote)
- Freelance
- Senior (5-10 years)
Securities RegulationOnline CommunicationRegulatory Compliance
Core Compliance Officer - remote
Core Compliance Officer - remote
30+ days ago
Performance Trust Capital Partners
- From: Illinois (USA) (Full Remote)
- Full time
Compliance ManagementRegulatory CompliancePolicy DevelopmentCompliance Management
Director of Internal Audit
Director of Internal Audit
7 days ago
EMPLOYERS
- From: Nevada (USA) (Full Remote)
- Internships
AuditingData GovernanceSOX TestingRisk Management
Corporate Legal Counsel
Corporate Legal Counsel
30+ days ago
Postmedia Network Inc.
- From: Canada (Full Remote)
- Full time
Securities RegulationCorporate LawsCommercial LawsTransaction Processing (Computing)
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30+ days ago
Coinbase
- From: Canada (Full Remote)
- Senior (5-10 years)
- 237 - 237K
Risk AnalysisRegulatory ComplianceInternal ControlsCompliance Management
Senior Compliance Officer/Compliance Specialist
Senior Compliance Officer/Compliance Specialist
30+ days ago
PEOPLE PROFILERS
- From: Thailand (Full Remote)
- Full time
Securities RegulationCompliance ManagementCompany Administration
Chief Compliance Officer, Canada
Chief Compliance Officer, Canada
24 days ago
Kraken
- From: Canada (Full Remote)
- Full time
Regulatory ComplianceCompliance ManagementRisk Management
SEC Legal Research Analyst
SEC Legal Research Analyst
17 days ago
Elsevier
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
Auditeur IT Sénior SEC/PCAOB (H/F)
Auditeur IT Sénior SEC/PCAOB (H/F)
30+ days ago
Mazars
- From: France (Full Remote)
- Full time
- Mid-level (2-5 years)
SEC Legal Research Analyst
SEC Legal Research Analyst
17 days ago
LexisNexis
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities RegulationLegal ResearchDigital File Management
Sales Supervisor
Sales Supervisor
6 days ago
Integrity Marketing Group LLC
- From: Texas (USA) (Full Remote)
- Full time
Investment Account ManagementCompliance ManagementBroker DealersAlternative Investments
U.S Senior Counsel
U.S Senior Counsel
5 days ago
eToro
- From: United Kingdom (Hybrid)
- Full time
Securities RegulationCompliance ManagementLegal RiskFinancial Regulations
Compliance Manager and MLRO, Coinbase Australia
Compliance Manager and MLRO, Coinbase Australia
30+ days ago
Coinbase
- From: Australia (Full Remote)
- Senior (5-10 years)
Securities RegulationRegulatory ComplianceCompliance Management
Branch Manager/Supervisory Principal
Branch Manager/Supervisory Principal
30+ days ago
Level Four Group
- From: Texas (USA) (Full Remote)
- Full time
Compliance ManagementRegulatory Compliance
Associate Director, Compliance
Associate Director, Compliance
23 days ago
Group 1001
- From: Massachusetts (USA) (Full Remote)
- Full time
Insurance LawRisk ManagementCompliance ManagementFinancial Regulations
Partner Utility Industry (m/w/d)
Partner Utility Industry (m/w/d)
8 days ago
AdEx Partners
- From: Germany (Full Remote)
- Full time
Digital TransformationBusiness StrategiesCustomer Acquisition ManagementProject Management
In-House Counsel
In-House Counsel
30+ days ago
Experior Financial Group
- From: Canada (Full Remote)
- Senior (5-10 years)
- 150 - 250K
Corporate LawsState Laws
Senior Legal Counsel - Midnight
Senior Legal Counsel - Midnight
30+ days ago
Input Output (IOHK)
- From: United Kingdom (Full Remote)
- Full time
- Mid-level (2-5 years)
Providing Legal AdviceContract ManagementRegulatory ComplianceRisk Management
Senior Director and Associate General Counsel - Corporate Governance
Senior Director and Associate General Counsel - Corporate Governance
18 days ago
IonQ
- From: Canada (Full Remote)
- Full time
Securities RegulationRegulatory ComplianceCorporate GovernanceMergers And Acquisitions
Senior Counsel - Corporate
Senior Counsel - Corporate
30+ days ago
Lash Group
- From: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA) (Full Remote)
- Full time
Compliance ManagementCorporate LawsMergers And AcquisitionsCorporate Governance
Senior Counsel - Corporate
Senior Counsel - Corporate
30+ days ago
SmartSource
- From: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA) (Full Remote)
- Full time
Providing Legal AdviceCorporate GovernanceCorporate LawsMergers And Acquisitions
SEC Legal Research Analyst
SEC Legal Research Analyst
16 days ago
Cirium
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
SMB Account Executive, Actimize(Canada - Remote)
SMB Account Executive, Actimize(Canada - Remote)
30+ days ago
NICE Ltd
- From: Canada (Full Remote)
- Full time
Software Systems
Director, National Accounts
Director, National Accounts
30+ days ago
Meeder Investment Management
- From: Ohio (USA) (Full Remote)
- Full time
Product MarketingOperational ExcellenceBusiness Strategies
Corporate Legal Counsel
Corporate Legal Counsel
16 days ago
Postmedia Network Inc.
- From: Canada (Full Remote)
- Full time
Securities RegulationCorporate LawsCommercial LawsContract Law
Senior Compliance Consultant
Senior Compliance Consultant
30+ days ago
Group 1001
- From: Massachusetts (USA) (Full Remote)
- Full time
Insurance LawSecurities RegulationCompliance ManagementFinancial Regulations
Registered Brokerage Client Service Associate (Support)
Registered Brokerage Client Service Associate (Support)
22 days ago
Alpaca
- From: Hungary, Japan, Nigeria, United Kingdom, Brazil, Canada (Full Remote)
- Full time
Client ServicesOnline Communication
Senior Advisor, Supervision Trade Review
Senior Advisor, Supervision Trade Review
30+ days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Financial AnalysisSecurities RegulationRegulatory Compliance
Legal Manager
Legal Manager
17 days ago
Bitso
- From: Brazil, Colombia, Argentina, Mexico (Full Remote)
- Full time
Contract ManagementRegulatory ComplianceRegulatory ComplianceAdvisory Circular
Sr. Analyst AML & Financial Crimes Financial Intelligence Unit
Sr. Analyst AML & Financial Crimes Financial Intelligence Unit
30+ days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
Regulatory ComplianceTransaction Monitoring
Transactional Research Solution Consultant
Transactional Research Solution Consultant
30+ days ago
Elsevier
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Lawyer (US experience)
Lawyer (US experience)
30+ days ago
Remote Employee PH
- From: Philippines (Full Remote)
- Full time
Legal ResearchLawsuitsCivil Law
Senior Director and Associate General Counsel - Corporate Governance
Senior Director and Associate General Counsel - Corporate Governance
30+ days ago
IonQ
- From: Canada (Full Remote)
- Full time
Securities RegulationCorporate GovernanceMergers And AcquisitionsCompliance Management
Corporate Paralegal
Corporate Paralegal
30+ days ago
Canva
- From: United States, California (USA) (Full Remote)
- Senior (5-10 years)
- 121 - 188K
Corporate LawsLegal Support
