Remote Securities Regulation Jobs
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58 jobs
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Transactional Research Solution Consultant
Transactional Research Solution Consultant
15 days ago
LexisNexis Risk Solutions
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Sales Account Executive
Sales Account Executive
30+ days ago
Finalis
- From: Argentina (Full Remote)
- Full time
Sales ManagementData Mining
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- From: Germany (Full Remote)
- Full time
- Mid-level (2-5 years)
Structured Programming
Counsel, Corporate Transactions, Governance and Securities
Counsel, Corporate Transactions, Governance and Securities
8 days ago
Black Rifle Coffee Company
- From: Tennessee (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate GovernanceProject ManagementCivil Drafting
Consultant - Chief Compliance Officer
Consultant - Chief Compliance Officer
30+ days ago
Arootah LLC
- From: New York (USA), Binghamton, Hempstead, Johnson City, New Rochelle, Niagara Falls, New York, Schenectady, Rock Hill, Valley Stream, Yonkers (Full Remote)
Securities Regulation
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: United Kingdom (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementAnti Money LaunderingEconomic Sanctions
Transactional Research Solution Consultant
Transactional Research Solution Consultant
5 days ago
RELX
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Client ServicesHardware SupportCustomer Relationship Management
Chief Operating Officer, Canada
Chief Operating Officer, Canada
3 days ago
Kraken
- From: United Kingdom, Canada (Full Remote)
- Full time
- Senior (5-10 years)
Product AnalysisSecurities RegulationCrypto Mining
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- From: Zambia (Full Remote)
- Full time
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic Sanctions
Consultant - Chief Legal Counsel or General Counsel
Consultant - Chief Legal Counsel or General Counsel
30+ days ago
Arootah LLC
- From: New York (USA), Binghamton, Hempstead, Johnson City, New Rochelle, Niagara Falls, New York, Schenectady, Rock Hill, Valley Stream, Yonkers (Full Remote)
- Freelance
- Senior (5-10 years)
Securities RegulationOnline CommunicationRegulatory Compliance
Senior Counsel (US Trading and Regulatory)
Senior Counsel (US Trading and Regulatory)
30+ days ago
Wintermute
- From: New York (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Contract ManagementCorporate GovernanceRegulatory Compliance
Core Compliance Officer - remote
Core Compliance Officer - remote
30+ days ago
Performance Trust Capital Partners
- From: Illinois (USA) (Full Remote)
- Full time
Compliance ManagementRegulatory CompliancePolicy DevelopmentCompliance Management
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30+ days ago
Coinbase
- From: Canada (Full Remote)
- Senior (5-10 years)
- 237 - 237K
Risk AnalysisRegulatory ComplianceInternal ControlsCompliance Management
Senior Compliance Officer/Compliance Specialist
Senior Compliance Officer/Compliance Specialist
30+ days ago
PEOPLE PROFILERS
- From: Thailand (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCompliance ManagementCompany Administration
Transactional Research Solution Consultant
Transactional Research Solution Consultant
4 days ago
LexisNexis
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Auditeur IT Sénior SEC/PCAOB (H/F)
Auditeur IT Sénior SEC/PCAOB (H/F)
30+ days ago
Mazars
- From: France (Full Remote)
- Full time
- Mid-level (2-5 years)
Transactional Research Solution Consultant
Transactional Research Solution Consultant
15 days ago
Cirium
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Hardware SupportCustomer Relationship ManagementCustomer Relationship Management
Compliance Manager and MLRO, Coinbase Australia
Compliance Manager and MLRO, Coinbase Australia
30+ days ago
Coinbase
- From: Australia (Full Remote)
- Senior (5-10 years)
Securities RegulationRegulatory ComplianceCompliance Management
Branch Manager/Supervisory Principal
Branch Manager/Supervisory Principal
30+ days ago
Level Four Group
- From: Texas (USA) (Full Remote)
- Full time
Compliance ManagementRegulatory Compliance
Legal Counsel
Legal Counsel
6 days ago
Gravity Team
- From: Singapore (Full Remote)
- Full time
- Senior (5-10 years)
Electronic TradingRegulatory Compliance
Senior Advisor, Supervision - Onboarding
Senior Advisor, Supervision - Onboarding
30+ days ago
Raymond James
- From: Colorado (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Employee OnboardingRegulatory ComplianceRisk AnalysisDigital File Management
Senior Corporate Counsel
Senior Corporate Counsel
10 days ago
BeiGene
- From: Massachusetts (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationCorporate Governance
Associate Director, Compliance
Associate Director, Compliance
30+ days ago
Group 1001
- From: Massachusetts (USA) (Full Remote)
- Full time
Insurance LawRisk ManagementCompliance ManagementFinancial Regulations
In-House Counsel
In-House Counsel
30+ days ago
Experior Financial Group
- From: Canada (Full Remote)
- Senior (5-10 years)
- 150 - 250K
Corporate LawsState Laws
Senior Legal Counsel - Midnight
Senior Legal Counsel - Midnight
30+ days ago
Input Output (IOHK)
- From: United Kingdom (Full Remote)
- Full time
- Mid-level (2-5 years)
Providing Legal AdviceContract ManagementRegulatory ComplianceRisk Management
Director of Internal Audit
Director of Internal Audit
30+ days ago
EMPLOYERS
- From: Nevada (USA) (Full Remote)
- Internships
AuditingData GovernanceSOX TestingRisk Management
Senior Counsel - Corporate
Senior Counsel - Corporate
30+ days ago
Lash Group
- From: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Compliance ManagementCorporate LawsMergers And AcquisitionsCorporate Governance
Senior Counsel - Corporate
Senior Counsel - Corporate
30+ days ago
SmartSource
- From: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Providing Legal AdviceCorporate GovernanceCorporate LawsMergers And Acquisitions
Director, National Accounts
Director, National Accounts
30+ days ago
Meeder Investment Management
- From: Ohio (USA) (Full Remote)
- Full time
Product MarketingOperational ExcellenceBusiness Strategies
Global On-Premises (Elevate) Senior Manager
Global On-Premises (Elevate) Senior Manager
23 days ago
ServiceNow
- From: Florida (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Revenue ManagementSales Management
Senior Compliance Consultant
Senior Compliance Consultant
30+ days ago
Group 1001
- From: Massachusetts (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Insurance LawSecurities RegulationCompliance ManagementFinancial Regulations
Global On-Premises (Elevate) Senior Manager
Global On-Premises (Elevate) Senior Manager
23 days ago
ServiceNow
- From: Florida (USA) (Full Remote)
- Full time
- Senior (5-10 years)
Revenue ManagementSales Management
Account Services Specialist
Account Services Specialist
3 days ago
Edelman Financial Engines
- From: United States (Full Remote)
- Full time
- Entry-level / graduate
Sales Supervisor
Sales Supervisor
30+ days ago
Integrity Marketing Group LLC
- From: Texas (USA) (Full Remote)
- Full time
Investment Account ManagementCompliance ManagementBroker DealersAlternative Investments
Inbound Investment Advisor
Inbound Investment Advisor
6 days ago
Edelman Financial Engines
- From: United States (Full Remote)
- Full time
- Entry-level / graduate
Financial ManagementCustomer Engagement
Transactional Research Solution Consultant
Transactional Research Solution Consultant
15 days ago
RELX
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Customer EngagementHardware SupportCustomer Relationship Management
SEC Legal Research Analyst
SEC Legal Research Analyst
30+ days ago
Cirium
- From: Florida (USA), Georgia (USA), North Carolina (USA), Ohio (USA), Pennsylvania (USA) (Full Remote)
- Full time
Securities Regulation
Contributing Fractional Real Estate Investing Editor at Benzinga
Contributing Fractional Real Estate Investing Editor at Benzinga
7 days ago
Benzinga
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Content CreationEditorial DesignSearch Engine OptimizationReal Estate Investment Trust
Transactional Research Solution Consultant
Transactional Research Solution Consultant
30+ days ago
Elsevier
- From: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA) (Full Remote)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Brokerage Operations Specialist
Brokerage Operations Specialist
28 days ago
Wealthfront
- From: California (USA) (Full Remote)
- Full time
Securities RegulationBrokerageRisk MitigationAMPL
Associate General Counsel
Associate General Counsel
17 days ago
The Motley Fool
- From: United States (Full Remote)
- Full time
Providing Legal AdviceRegulatory ComplianceContract Management
Lead Financial Analyst - VF
Lead Financial Analyst - VF
30+ days ago
Yoh, A Day & Zimmermann Company
- From: United States, Ohio (USA) (Full Remote)
- Fixed term
- Senior (5-10 years)
Senior Stock Plan Manager
Senior Stock Plan Manager
30+ days ago
Chainalysis Inc.
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Equity Method
Corporate Counsel
Corporate Counsel
9 days ago
ADMA Biologics, Inc.
- From: United States, Boca Raton (Full Remote)
- Full time
Securities RegulationContract ManagementLegal ResearchCorporate Laws
Controller
Controller
30+ days ago
More Staffing LLC
- From: United States (Full Remote)
- Full time
Corporate Financial ReportingFinancial ManagementInternal Controls
Senior Legal Counsel in US
Senior Legal Counsel in US
24 days ago
P2P.org
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Higher Education Law
Corporate Counsel
Corporate Counsel
30+ days ago
PRA Group (Nasdaq: PRAA)
- From: United States (Full Remote)
- Full time
Securities RegulationCorporate LawsMergers And AcquisitionsContract Management
Senior Advisor, PCG Branch Exams
Senior Advisor, PCG Branch Exams
30+ days ago
Raymond James
- From: United States, Colorado (USA) (Full Remote)
- Senior (5-10 years)
- 80 - 95K
Risk ManagementSecurities RegulationBank Compliance
Legal Counsel
Legal Counsel
7 days ago
Alpaca
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Securities RegulationRegulatory ComplianceLegal ResearchLegal Strategy
Senior Corporate Counsel
Senior Corporate Counsel
20 days ago
Automattic
- From: United States (Full Remote)
- Full time
- Senior (5-10 years)
Providing Legal AdviceSecurities RegulationCorporate GovernanceMergers And Acquisitions
