Remote Securities Regulation Jobs

Senior (5-10 years)

Advisory Solutions Lead (f/m/x)

Today

Deutsche Postbank Group - Banking - XLarge

New

Remote from

Spain

Senior (5-10 years)

Advisory Solutions Lead (f/m/x)

Today

Deutsche Bank - Financial Services - XLarge

New

Remote from

Spain

Senior (5-10 years)

Senior Corporate Transactions Attorney

Today

Marshall Graham LLC - Human Resources, Staffing & Recruiting - TPE

New

Remote from

New York (USA)

Senior (5-10 years)

AVP, Head of Global Capital Formation Legal

1 day ago

Manulife - Insurance - XLarge

Remote from

Florida (USA), Illinois (USA), Massachusetts (USA) +1

Expert & Leadership (>10 years)

156 - 290K

Sales Leader-TX DFW Dallas Northeast

1 day ago

State Farm - Insurance - XLarge

Remote from

Texas (USA)

Senior (5-10 years)

Senior Corporate Counsel

1 day ago

Aspire General Insurance

Remote from

Canada, Alabama (USA), Arizona (USA) +12

Senior (5-10 years)

28 - 28K

Sr Compliance Analyst, Broker/Dealer - REMOTE

1 day ago

CNO Financial Group - Insurance - Large

Remote from

Georgia (USA), Illinois (USA), Indiana (USA) +4

Senior (5-10 years)

Sales Leader-Northeast Ohio Sales Territory

1 day ago

State Farm - Insurance - XLarge

Remote from

Ohio (USA)

Senior (5-10 years)

Sales Leader- Indiana Southern Sales Territory

1 day ago

State Farm - Insurance - XLarge

Remote from

Indiana (USA)

Senior (5-10 years)

Sales Leader- NV Las Vegas Clark South

2 days ago

State Farm - Insurance - XLarge

Remote from

Nevada (USA)

Senior (5-10 years)

Sales Leader- Western Montana Sales Territory

2 days ago

State Farm - Insurance - XLarge

Remote from

Montana (USA)

Senior (5-10 years)

General Counsel

1 day ago

Sezzle - Financial Services - Scaleup

Remote from

United States

Venture Scout Partner - Initio Studios

1 day ago

Digitanity - Information Technology & Services - Scaleup

Remote from

United States

Expert & Leadership (>10 years)

Custody Manager

2 days ago

Alpaca - Financial Services - Scaleup

Remote from

EMEA

Senior (5-10 years)

1 - 1K

Senior Analyst, Financial Crimes Transaction Screening Capabilities and Oversight

30+ days ago

TD Securities

Remote from

Florida (USA), Illinois (USA), New York (USA) +2

Head of Digital Assets/Tokenization - US

72 - 117K

30+ days ago

Blue Prism - Computer Software / SaaS - XLarge

Remote from

Connecticut (USA), Delaware (USA), Illinois (USA) +7

Senior Consultant / Consultant, Consulting Services (Corporate Governance)

Senior (5-10 years)

175 - 195K

30+ days ago

Second Talent

Remote from

Malaysia

3 - 7K

Lead People Partner, Commercial

30+ days ago

Crux

Remote from

District of Columbia (USA), Oregon (USA)

Senior (5-10 years)

3 - 3K

VP, Enterprise Risk Management

30+ days ago

Capital Bank, N.A.

Remote from

Maryland (USA)

5 - 155K

Senior Risk Associate, Capital Markets - Regulatory Onboarding

18 days ago

Discover

Remote from

North Carolina (USA), Texas (USA), Virginia (USA)

Senior (5-10 years)

Sales Leader- New York Queens Sales Territory

30+ days ago

State Farm - Insurance - XLarge

Remote from

New York (USA)

200 - 402K

Head of Legal, Woven Capital

30+ days ago

Woven by Toyota - Large

Remote from

Canada, California (USA), Michigan (USA) +2

Expert & Leadership (>10 years)

Attorney - Corporate Associate

30+ days ago

Dauntless Discovery

Remote from

New York (USA)

Senior (5-10 years)

Broker Dealer and Investment Advisor Lending Manager

30+ days ago

Thrivent - Financial Services - XLarge

Remote from

Minnesota (USA)

AI Registered Financial Advisor - San Francisco

30+ days ago

Human Agency - Startup

Remote from

California (USA)

Senior (5-10 years)

Compliance Analyst

2 days ago

Principal Financial Group - Financial Services - XLarge

Remote from

United States

Mid-level (2-5 years)

Advisor, Compliance PCG Branch Exams

3 days ago

Raymond James - Financial Services - XLarge

Remote from

United States

Senior (5-10 years)

Corporate Attorney, Business Transactions

30+ days ago

Aprio - Accounting - Large

Remote from

New York (USA), Washington (USA)

Senior (5-10 years)

Manager, Financial Crimes Transaction Screening Capabilities and Oversight

30+ days ago

TD Securities

Remote from

New York (USA)

Senior (5-10 years)

91 - 145K

Equity Research Associate - Supervisory Analyst

30+ days ago

BB&T - Financial Services - XLarge

Remote from

North Carolina (USA)

Senior (5-10 years)

160 - 160K

Head of Digital Assets/Tokenization - US

30+ days ago

Blue Prism - Computer Software / SaaS - XLarge

Remote from

Connecticut (USA), Delaware (USA), Illinois (USA) +7

Senior Consultant/ Manager Financial Services - Regulatory & Compliance (all genders)

Senior (5-10 years)

175 - 195K

30+ days ago

Eraneos - Large

Remote from

Germany

Senior (5-10 years)

Underwriter - IV

30+ days ago

Western Alliance Bank - Banking - Large

Remote from

Georgia (USA)

Senior (5-10 years)

Head of Compliance (Attractive compensation package)

30+ days ago

KateWorthington - Human Resources, Staffing & Recruiting - Small startup

Remote from

Thailand

Expert & Leadership (>10 years)

19 - 23K

Experienced Lawyer in Financial Regulation and Capital Markets Law

30+ days ago

Karatzas & Partners

Remote from

Greece

Rare Disease Business Manager - Albany, NY

10 days ago

Biolife Plasma Service - Pharmaceuticals - Large

Remote from

New York (USA), Vermont (USA)

Senior (5-10 years)

FinTech & Regulation Law Partner - Must Have 400K Book of Business and Currently Work at a Law Firm

30+ days ago

Carrie Rikon & Associates, LLC - Human Resources, Staffing & Recruiting - TPE

Remote from

Austria

Senior Counsel

30+ days ago

Remote from

New York (USA)

Senior Counsel - Product & Regulatory (Investment Products)

10 days ago

Mercury - Financial Services - Scaleup

Remote from

United States, Canada, California (USA) +2

Senior (5-10 years)

207 - 258K

Senior Consultant/ Manager Financial Services - Regulatory & Compliance (all genders)

30+ days ago

Eraneos - powered by Ginkgo - Large

Remote from

Germany

Senior (5-10 years)

Senior Compliance Officer/Compliance Specialist

30+ days ago

PEOPLE PROFILERS

Remote from

Thailand

Senior (5-10 years)

Chief Legal Officer / Head of Legal Advisory

30+ days ago

Yorktown Search Partners

Remote from

Canada

Financial Advisor - Charles County, MD

29 days ago

Corebridge Financial - Financial Services - XLarge

Remote from

Maryland (USA)

Mid-level (2-5 years)

Capital Markets Paralegal

8 days ago

Wealthfront - Fintech: Finance + Technology - SME

Remote from

United States, Canada, California (USA)

Mid-level (2-5 years)

Regulatory Attorney

11 days ago

Polymarket

Remote from

New York (USA)

Senior (5-10 years)

Compliance Analyst

2 days ago

Principal Financial Group - Financial Services - XLarge

Remote from

United States

Mid-level (2-5 years)

Senior Advisor, Compliance PCG Branch Exams

Legal Intern

30+ days ago

Groma - Real Estate Management & Development - Startup

Remote from

Kentucky (USA), Massachusetts (USA)

Internships

30+ days ago

Raymond James - Financial Services - XLarge

Remote from

United States

80 - 95K

8 days ago

Remote from

United States

Senior (5-10 years)