Job description

As Compliance Operations Specialist, you will be mainly responsible for CashQ’s Customer/Partner Onboarding

Key Responsibilities:

Conduct KYC onboarding of clients and partners, reviewing client documentation/information for sufficiency, accuracy, and legitimacy.
Conducting research utilizing available systems, databases, and the internet, consistent with the resolution of investigations.
Identify red flags, suspicious activity, investigate patterns/typologies and work on appropriate solutions.
Conduct sanctions, PEP, and adverse media checks.
Perform basic and enhanced KYC due diligence for new and existing clients.
Maintain a working knowledge of appropriate BSA and OFAC laws and regulations.
Work cross-functionally with internal teams to discuss changes or updates to KYC/AML requirements, policies, and procedures.
Appropriately escalate issues to the compliance and management teams.
Policies and procedures to ensure compliance with regulations.

Ideal Candidate:

Bachelor’s Degree in law, finance, or a relevant field.
CAMS certification is strongly encouraged, but not required. We can cover the certification cost.
2-3 years of experience in conducting KYC reviews, preferably in the digital banking or fintech field.
Ability to analyze client information and documentation to facilitate the account opening process.
Knowledge of rules, regulations, and regulatory requirements (BSA / US Patriot Act / OFAC/ CIP/CDD / KYC/ EDD) is strongly encouraged.
Knowledge of the fintech market is strongly recommended.
Strong analytical skills and attention to detail.
Proactive approach with the ability to anticipate challenges and propose innovative solutions and ideas.
Ability to make independent decisions as well as collaborate effectively with a team.
Willingness to work across different time zones with global and regional teams.

Compliance Specialist

Role overview