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AML Audit

TALENT SHIFT

Role overview

Qualifications

  • Bachelor’s degree or higher in accounting, finance, or other related fields
  • 5+ years of relevant Banking/ Broker Dealer industry experience
  • 5+ years of Internal Audit experience specifically within Financial Crimes Compliance

Responsibilities

  • Utilize expert knowledge of BSA/AML and Fraud risks and a deep business understanding of the controls applicable within Broker Dealers
  • Plan, perform, and execute AML audits within the broker dealer business
  • Demonstrate knowledge in financial crime compliance regulations including the BSA/AML Sanctions

Key facts

  • Remote from: United States
  • Fixed term
  • Senior (5-10 years)
  • AML Investigator
  • English

Hard skills

Other skills

  • Analytical Thinking
  • Detail Oriented

About the company

TALENT SHIFT logo

TALENT SHIFT

Job Boards & Talent Marketplaces

We are a talent marketplace that matches professionals with projects at dynamic companies across the globe. Exciting professional service work opportunities in Advisory, Assurance, or Tax. Our community is cultivated by a team of dedicated professionals working to help clients navigate hybrid workforce strategies and connect contract workers with projects they love. Talent Shift LLC is a subsidiary of Forvis Mazars LLP.

Company details

IndustryJob Boards & Talent Marketplaces
Company size51 - 200

Links

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Job description

Overview:

We are looking for an experienced AML Auditor for our leading broker dealer client on a project basis. This role is a fully remote position that is expected to complete in 2 months.

Responsibilities:
  • Utilize expert knowledge of BSA/AML and Fraud risks and a deep business understanding of the controls applicable within Broker Dealers
  • Plan, perform, and execute AML audits within the broker dealer business
  • Demonstrate knowledge in financial crime compliance regulations including the BSA/AML & Sanctions
Qualifications:
  • Bachelor’s degree or higher in accounting, finance, or other related fields 
  • 5+ years of relevant Banking/ Broker Dealer industry experience  
  • 5+ years of Internal Audit experience specifically within Financial Crimes Complaince
  • Qualified applicants must reside in the continental U.S. 
  • Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position. 

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MR

Marcus Rivera

Chief Revenue Officer

m.rivera@company.com
linkedin.com/in/marcusrivera
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