Oversee all aspects of commercial banking compliance, including Anti-Money Laundering (AML) / Know Your Customer (KYC), Consumer Financial Protection (CFPB), and other applicable regulations.
Develop, implement, and maintain effective compliance policies, procedures, and training programs for commercial banking staff.
Conduct regular compliance audits and reviews to identify and address potential risks.
Stay up-to-date on changes in the regulatory landscape and advise the business lines on how to comply with new requirements.
Investigate and resolve compliance issues in a timely and efficient manner.
Represent the Compliance department in meetings with regulators and external auditors.
Manage a team of compliance professionals and ensure they have the resources and training they need to be successful.
Partner with the business lines to ensure that compliance considerations are integrated into all aspects of commercial banking activities.
Qualifications:
Minimum of 10 years of experience in financial services compliance, with a focus on commercial banking and NBC
Proven track record of developing and implementing effective compliance programs.
Strong analytical and problem-solving skills.
Excellent communication, interpersonal, and leadership skills.
Ability to work independently and as part of a team.
Bachelor's degree in Finance, Law, or a related field; MBA preferred.
