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Compliance Lead – Prediction Markets

Role overview

Summary

This role is for a Compliance Lead focused on managing compliance for High Roller Technologies' US prediction markets business. You will work closely with various teams to ensure adherence to regulatory obligations as the business expands.

Qualifications

  • Experience in compliance within financial services or related fields.
  • Knowledge of CFTC and NFA regulations.
  • Experience with AML compliance and training.
  • Strong communication skills.
  • Preferred: Ability to work collaboratively with cross-functional teams.

Responsibilities

  • Manage the day-to-day compliance program for the US prediction markets business.
  • Review and approve marketing and promotional materials across internal teams, partners, and affiliates.
  • Coordinate annual AML audits, regulatory audits, and examinations required by the NFA or other regulatory bodies.
  • Monitor relevant regulatory developments and implement required changes with internal teams.

Key facts

Hard skills

Other skills

  • Training And Development

About the company

High Roller logo

High Roller

  • Gambling & Casinos
  • Startup
  • 11–50
High Roller Technologies, Inc. is a leading global online gaming operator, known for its innovative casino brands, High Roller (highroller.com) and Fruta (fruta.com), listed under the ticker ROLR on the NYSE American. The Company delivers a cutting-edge real-money online casino platform that is intuitive and user-friendly. With a diverse portfolio of over 4,000 premium games from more than 50 leading game providers, High Roller Technologies serves a global customer base, offering an immersive and engaging gaming experience in the rapidly expanding multi-billion iGaming industry. The online casino features enhanced search engine optimization, machine learning, seamless direct API integrations, faster load times, and superior scalability. As an award-winning operator, High Roller Technologies continues to redefine the future of online gaming through innovation, performance, and a commitment to excellence. Roll With Us. Apply to join our team at: https://highroller-careers.com/

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Job description

High Roller Technologies is looking for an experienced Compliance Lead – Prediction Markets to support our growing US prediction markets business.

This is a hands-on role working closely with Legal, Product, Marketing, Operations and senior leadership to manage our day-to-day compliance requirements and ensure we continue to meet applicable CFTC and NFA obligations as the business grows.

This is a fully remote position, open to candidates based anywhere in the United States.

What You’ll Do

  • Manage the day-to-day compliance program for our US prediction markets business.

  • Review and approve marketing and promotional materials across internal teams, partners and affiliates.

  • Manage employee and Board compliance training, including AML, prediction markets, new hire and annual refresher training.

  • Coordinate annual AML audits, regulatory audits and examinations, including those required by the NFA or other applicable regulatory bodies.

  • Maintain the compliance calendar, compliance manual and regulatory records.

  • Review and update internal policies, procedures, Terms & Conditions and other regulatory documentation.

  • Assist with NFA/CFTC filings, applications and ongoing regulatory submissions, including other potential prediction market applications or registrations the Company may pursue.

  • Support the maintenance of existing regulatory registrations and associated compliance requirements.

  • Support compliance requirements for new products, features and event contracts.

  • Monitor relevant regulatory developments and work with internal teams to implement required changes.

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