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Compliance Manager

mywork

Role overview

Qualifications

  • Minimum of 5 years of experience in a compliance role within the financial services industry
  • Strong understanding of the UK's regulatory landscape (FCA, etc.)
  • Excellent communication skills
  • A relevant experience or degree in business, finance, or a related field is a plus

Responsibilities

  • Develop, implement, and manage the compliance framework, policies, and procedures
  • Investigate and resolve any compliance-related issues or complaints
  • Stay ahead of regulatory changes and industry best practices
  • Work with brokers, underwriters, and leadership to provide guidance and training on compliance matters

Key facts

Hard skills

Compliance Management Risk Management Customer Complaint Resolution Regulatory Compliance

Other skills

  • Communication
  • Time Management

About the company

mywork logo

mywork

Staffing & Recruiting

Passionate about people and technology, aligning talented professionals with great opportunities and clients. mywork is a specialist Technology Recruitment agency that speaks your language and understands your industry. mywork has a proven track record of successfully placing talented professionals nationally and internationally, from our Dorset based office. We are continuously sourcing and connecting with passive and active candidates. With the 10 years specialist sector knowledge, regional experience and the motivation to deliver on your requirements. The specialisms we cover represent some of the most exciting areas of employment growth. Digital, Marketing, Data, AI, and E-commerce Not for profit Medical / Pharma IT and Telecoms Financial Services, FinTech Luxury Retail FMCG Business Support and HR mywork will work with you as your advisor, coach, consultant and business partner, to get you where you want to be. www.instagram.com/mywork.agency/

Company details

Company typeStartup
IndustryStaffing & Recruiting
Company size2 - 10

Links

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Job description

This is a remote position.

Compliance Manager

Remote - UK Based

£50,000 - £60,000 + Benefits

Ready to protect a business that's shaking up the finance world?

Our client is a fast-growing fintech company that has built a cutting-edge platform to make life easier for their customers and their team.

As a remote-first business, employing over 160 people across the UK, and they're looking for a detail-oriented and passionate Compliance Manager to join them on their journey.

What You'll Be Doing:

As an experienced Compliance Manager, you will be the go-to person for all things compliance, ensuring the business meets their regulatory obligations while continuing to innovate. You'll play a crucial role in protecting the business and their customers.
  • Develop, implement, and manage the compliance framework, policies, and procedures, with a focus on the mortgage industry.

  • Complaints Management - Investigate and resolve any compliance-related issues or complaints quickly and effectively.
  • Stay ahead of regulatory changes and industry best practices to keep the compliance strategy sharp and effective.
  • Be the expert on a wide range of compliance areas, including compliance monitoring, conduct risk, TCF, SMCR, and FCA reporting.
  • Work with the team of brokers, underwriters, and leadership to provide guidance and training on compliance matters - future proofing the business.
  • Monitor and review mortgage loan documentation, disclosures, and advertising to ensure everything is clear, fair, and not misleading.

  • Be the main point of contact for regulatory bodies, managing reports and documentation.





Requirements



As the preferred candidate you will have:
  • Minimum of 5 years of experience in a compliance role within the financial services industry, ideally with a background in mortgages or Insurance.
  • Strong understanding of the UK's regulatory landscape (FCA, etc.).
  • A knack for identifying potential compliance risks and creating smart strategies to mitigate them.
  • Excellent communication skills – you can make complex compliance topics easy for anyone to understand.
  • You're a self-starter who can manage your own time and priorities in a fast-paced, remote environment.
  • A relevant experience or degree in business, finance, or a related field is a plus, and certifications like the Certified Regulatory Compliance Manager (CRCM) are highly desirable.
      

Benefits


  • A competitive salary that reflects your skills and experience.
  • Work from anywhere in the UK. Our client is a remote-first company and will provide you with the laptop and equipment you need to shine.
  • A great benefits package, including private BUPA health insurance, a company pension, and access to a flexible benefits portal.
  • Time to recharge with a generous holiday allowance.
What It's Like to Work There?


You'll be part of an innovative and supportive team that's passionate about making a difference in the finance industry.

 As a forward-thinking fintech, our client has built a bespoke, cutting-edge platform that enables their mortgage and protection brokers to work efficiently and at high volume - with a "client first" mindset.

They have a flat structure, which means you can talk directly to the decision-makers and see your ideas come to life quickly.

With consistent month-to-month growth, they're building something special, and they want you to be a part of it.



Ready to Apply?


If this sounds like your kind of challenge, we'd love to hear from you. You don't need to tick every single box – if you have the drive, the skills, and the passion to make a difference, our client encourages you to apply.

Our client is an equal opportunity employer and welcome applicants from all backgrounds. If you need any adjustments to support your application, just let us know.



Salary: £50,000 - £60,000

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MR

Marcus Rivera

Chief Revenue Officer

m.rivera@company.com
linkedin.com/in/marcusrivera
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