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Financial Advisor Series 7/65 or 66

San Blas Securities

Role overview

Qualifications

  • 5+ years of proven success in financial advisory or sales
  • Series 7 and 63 licenses are required
  • Self-starter with a strong work ethic and ability to work independently
  • Portable existing client relationships are a requirement

Responsibilities

  • Leverage an existing institutional client network to develop and grow advisory relationships
  • Independently manage client portfolios and provide financial solutions under a commission-based compensation model
  • Build and maintain exceptional client service while ensuring platform and regulatory compliance across RBC/Schwab custody and clearing
  • Work remotely as part of San Blas Securities' BD, RIA, and Insurance platforms to drive business growth

Key facts

Hard skills

Insurance Products Chain Of Custody

Other skills

  • Strong Work Ethic
  • Results Focused
  • Teamwork

About the company

San Blas Securities logo

San Blas Securities

Investment Advisory & Wealth Management

San Blas Securities is a full-service Broker/Dealer. Our platform includes Capital Markets and an Advisor Network. We are comprised of a core team of individuals with a proven track record in both fields.

Company details

IndustryInvestment Advisory & Wealth Management
Company size11 - 50

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Job description

About San Blas Securities:
San Blas Securities is a rapidly growing, full-service investment bank and independent advisor network. We are dedicated to providing our advisors and their clients with exceptional service and innovative financial solutions. We foster a collaborative and supportive work environment where our employees can thrive and grow professionally.
  • Privately owned, well capitalized and strong balance sheet for our size
  • Experienced senior management team
  • Over $2 Billion of Customer Assets under management
  • In-house CIO
  • Top Tier Clearing, Custody and Technology
  • Highly Competitive Payouts (80% to 90%+ for independents) & Incentives
  • Onboarding Incentives including upfront forgivable transition loans
  • Fees such as E&O, Technology and Tickets below industry norm
Position Summary:
We are seeking highly motivated and results-oriented advisors to join our growing team. The ideal candidate will have a proven track record of success.  This role offers a competitive commission-based compensation package & onboarding incentives, the opportunity to leverage an existing network of institutional clients, and the chance to be part of a dynamic and growing organization.
  • BD, RIA, and Insurance Platforms
  • We will consider both W2 and 1099 affiliations
  • Custody & Clearing with RBC & Schwab
  • We have attracted advisors from Regional, Wirehouse and Independent Firms
Qualifications:
  • 5+ years of proven success
  • Series 7 (6) and 63 licenses are required
  • Self-starter with a strong work ethic and ability to work independently
  • Portable existing client relationships are a requirement

San Blas Securities is an Equal Opportunity Employer
This is a Remote (work from home/own office) position.
 

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MR

Marcus Rivera

Chief Revenue Officer

m.rivera@company.com
linkedin.com/in/marcusrivera
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