Key Facts

Remote From:

Fixed term

Senior (5-10 years)

English

Hard Skills

Bank Reconciliations Auditing Accounting Reconciliation Regulatory Compliance Broker Dealers Finance Federal Financial Institutions Examination Council (FFIEC) Compliance Statutory Law

Roles & Responsibilities

Bachelor's degree or higher in accounting, finance, or related fields.
5+ years of relevant experience performing 15c3-3 calculations.
Must reside in the continental U.S. and be legally authorized to work in the United States now and in the future; verification of employment eligibility at hire.
Visa sponsorship is not available for this position.

Requirements:

Prepare daily or weekly Customer Reserve Computations under SEC Rule 15c3-3.
Validate possession/control of customer securities in accordance with regulatory requirements.
Maintain and reconcile the Special Reserve Bank Account for the Exclusive Benefit of Customers.
Support regulatory obligations including FOCUS filings, internal/external audits, and SEC/FINRA examinations.

Job description

Overview:

We are seeking an analyst to support our broker‑dealer client with SEC Rule 15c3‑3 (Customer Protection Rule) reserve and possession/control calculations on a contract basis. This is a fully remote contract with a duration of 3 months with possible extension.

Responsibilities:

Prepare daily or weekly Customer Reserve Computations under SEC Rule 15c3‑3.
Validate possession/control of customer securities in accordance with regulatory requirements.
Maintain and reconcile the Special Reserve Bank Account for the Exclusive Benefit of Customers.
Support regulatory obligations including FOCUS filings, internal/external audits, and SEC/FINRA examinations.

Qualifications:

Bachelor’s degree or higher in accounting, finance, or other related fields
5+ years of relevant experience performing 15c3-3 calculations.
Qualified applicants must reside in the continental U.S.
Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position.