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AVP, Mutual Fund Attorney

Key Facts

Remote From: 
Full time
Expert & Leadership (>10 years)
146 - 182K yearly
English

Other Skills

  • Microsoft Excel
  • Microsoft PowerPoint
  • Virtual Teams
  • Microsoft Word
  • Microsoft Outlook
  • Non-Verbal Communication
  • Time Management
  • Teamwork
  • Critical Thinking
  • Detail Oriented
  • Business Acumen
  • Learning Agility
  • Relationship Management

Roles & Responsibilities

  • Bachelor’s degree and Juris Doctor required
  • Minimum of four years of legal experience in investment management, securities, or transactional practice focused on investment products and regulation
  • Strong relationship-management skills with the ability to work effectively across all levels and deliver clear, concise, well-organized legal advice and written work
  • Proficiency in Microsoft Office (Word, Excel, PowerPoint), Outlook, and remote collaboration platforms such as Teams and Zoom; reliable, self-directed, detail-oriented, and able to manage multiple priorities and deadlines

Requirements:

  • Analyze issues arising under federal securities laws and provide practical legal advice to business partners
  • Oversee regulatory disclosures, filings, and interactions with the Securities and Exchange Commission
  • Support Management’s work with the Board of Trustees, including oversight of Board meetings and preparation of board materials, memoranda, resolutions, and minutes
  • Prepare and/or lead the preparation of board-related documents (board memoranda, resolutions, minutes, service provider contracts, fund charter documents) and support governance/compliance activities

Job description

Together we fight for everyone’s opportunity for a better financial future.

We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today.

Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision.

Are you ready to join a company with a strong purpose and a winning culture? Start your Voyage – Apply Now

We are hiring (2) Attorney's:  One will primarily focus on regulatory disclosures and registration statements, the other on board governance, including board materials and meeting minutes.   This is a remote opportunity.

Profile Summary

Voya Investment Management is seeking an Attorney (AVP, Counsel) to join its sophisticated, dynamic mutual funds legal practice. The ideal candidate will have a minimum of four years of experience advising on matters arising under the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

This role is responsible for providing legal advice and oversight for Voya mutual funds, their affiliated service providers (including the adviser and distributor), and the funds’ Board of Trustees, with a high degree of independence, judgment, and accountability.

General Duties

  • Analyze issues arising under federal securities laws and provide practical legal advice to business partners.

  • Assist in the oversight of regulatory disclosure, filings, and interactions with the Securities and Exchange Commission.

  • Provide legal support for Management’s work with the Board of Trustees.

  • Assist in the oversight and conduct of Board meetings.

  • Prepare and/or lead the preparation of Board memoranda, resolutions, minutes, service provider contracts, and fund charter documents.

  • Support Management’s compliance function and related governance activities.

Qualifications

  • Bachelor’s degree and Juris Doctor required.

  • Minimum of four years of legal experience, preferably in the legal department of an investment management organization or in a securities or transactional practice focused on investment products and regulation.

  • Strong relationship‑management skills and ability to work effectively across all levels of the organization.

  • Proven ability to deliver clear, concise, and well‑organized legal advice and written work.

  • Strong oral, written, and presentation skills.

  • Ability to effectively oversee and collaborate with paralegals and other legal professionals.

  • Proficiency in Microsoft Office (Word, Excel, PowerPoint), Outlook, and remote collaboration platforms such as Teams and Zoom.

  • Reliable, self‑directed, detail‑oriented, and able to manage multiple priorities and deadlines.

#LI-KD1

Compensation Pay Disclosure:

Voya is committed to pay that’s fair and equitable, which means comparable pay for comparable roles and responsibilities.

The below annual base salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to base salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and/or long-term incentives) based on the role to reward the achievement of annual performance objectives. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Voya Financial is willing to pay at the time of this posting.

Actual compensation offered may vary from the posted salary range based upon the candidate’s geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

$145,600 - $182,000 USD

Be Well. Stay Well.

Voya provides the resources that can make a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That’s why we offer an array of plans, programs, tools and resources with one goal in mind: To help you and your family be well and stay well.

What We Offer

  • Health, dental, vision and life insurance plans
  • 401(k) Savings plan – with generous company matching contributions (up to 6%)
  • Voya Retirement Plan – employer paid cash balance retirement plan (4%)
  • Tuition reimbursement up to $5,250/year
  • Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
  • Paid volunteer time — 40 hours per calendar year

Learn more about Voya benefits (download PDF)

Critical Skills

At Voya, we have identified the following critical skills which are key to success in our culture:

  • Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
  • Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.
  • Team Mentality: Partnering effectively to drive our culture and execute on our common goals.
  • Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions.
  • Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more about Critical Skills

Equal Employment Opportunity

Voya Financial is an equal-opportunity employer. Voya Financial provides equal opportunity to qualified individuals regardless of race, color, sex, national origin, citizenship status, religion, age, disability, veteran status, creed, marital status, sexual orientation, gender identity, genetic information, or any other status protected by state or local law.

Reasonable Accommodations

Voya is committed to the inclusion of all qualified individuals. As part of this commitment, Voya will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please reference resources for applicants with disabilities.

Misuse of Voya's name in fraud schemes

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