Monetary Control Operations

About Rockefeller Capital Management:

Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 32 markets throughout the United States, as well as an office in London. The Firm oversees $204 billion in client assets as of January 31, 2026.

Position:

Monetary Control Operations for Rockefeller Capital Management, based in Hamilton, NJ, is responsible for various aspects of Monetary Control Operations including but not limited to:

• Client transaction review and processing
• Collateral monitoring of $4BB security-based lending offering
• Control reporting and enforcement of client trade and non-trade commitments
• Asset Control projects geared towards advancing efficiency, risk mitigation and business enablement
• Direct support of Private Advisor Teams, Branch Office Leadership, Rockefeller Trust Company inquires and escalations

Responsibilities:

• Review transaction documentation for accuracy, completeness, and compliance with RCM policies and procedures
• Respond to service inquiries and provide tutorial support for front office and home office teammates with questions related to transaction processing
• Review inflight transactions for compliance with internal / external policies and regulations
• Create and review control reporting and escalate issues for resolution
• Produce team metrics and report trends to senior management
• Participate in project management functions including requirements gathering, testing, and communication planning and execution
• Research fraud claims and work with internal/external partners to recover losses

Qualifications:

• 3+ years of Operational or Service experience, required
• Bachelor’s degree or equivalent work experience preferred
• Ability to succeed in a fast-paced, dynamic, and evolving organization
• Banking or financial services experience preferred
• Security-based lending (Margin and Non-purpose Lending) experience preferred

Skills:

• Highly motivated, self-starter that possess the ability to work independently and has a desire to drive operational excellence
• Acute attention to detail
• Exceptional ability to multitask with a strong sense of urgency and prioritize competing deadlines
• Must be able to work well under pressure and exercise sound judgment and adhere to all regulatory and compliance requirements
• Detailed working knowledge of MS Office Suite tools
• Experience collaborating with a team to achieve a common goal
• A creative and analytical thinker with an execution mindset passionate about identifying opportunities and driving change
• Intellectually curious, high energy, driven, ambitious
• Adaptable, comfortable in ambiguity
• Outstanding communication (written and verbal); exceptional interpersonal abilities, team player, works well across teams

Compensation Range:

The anticipated base salary range for this role is $80,000 to $90,000. Base salary for the role will depend on several factors, including a candidate’s qualifications, skills, competencies, and experience, and may fall outside of the range shown. In addition, this role may be eligible for a discretionary bonus. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more. Visit careers.rockco.com to learn more about additional opportunities and benefits offerings. ​

Disclosure:

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).

 

Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.