Key Facts

Remote From:

Full time

English

Hard Skills

Data Transfer Object Trade Compliance Reconciliation Business Support Systems Salesforce Engineering Validation Tests Regulatory Compliance Slack (Software) Dividend Calculations On-Time Performance Data Entry Escalation Management Root Cause Analysis Stakeholder Communications Process Improvement

Other Skills

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Microsoft Outlook
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Teamwork
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Customer Service
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Detail Oriented
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Analytical Thinking
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Problem Solving

Roles & Responsibilities

Experience with trade, transfer, and reconciliation processes in financial services
Strong attention to detail and problem-solving skills for resolving breaks and escalated issues
Ability to review registrations, transaction requests, and exemptions; understand regulatory considerations such as tax coding
Familiarity with regulatory guidelines and industry standards (e.g., 2340 and 15C3-3) and cross-functional collaboration

Requirements:

Process trade, settlement, transfer, and dividend activities with accurate reconciliation across TD Ameritrade Clearing and external fund/transfer partners
Review registrations, transaction requests, exemptions, and tax coding; manage corporate actions and related adjustments
Identify root causes of issues, troubleshoot escalations, and propose operational or technical remediation strategies
Collaborate with Retail and Institutional Solution Teams via email, phone, Slack, and Salesforce to ensure timely client trading and requests

WORKOO.NET

Human Resources, Staffing & Recruiting

About WORKOO.NET

WORKOO.NET: HR OTHERWISE ... Workoo is a human resources exhibition platform, a saas designed for the easy enhancement of skills of all kinds. Only the essenciel is displayed, it is not a social network. People pay $1 a year to be professionally exposed worldwide. THE PROBLEM THAT GENERATES THE IDEA: AN INCOMPLETE PROCESS... Information is the only weapon of economic wars of this time, and more importantly the enhancement of information. Workoo is now the leader of a sector Bitterly behind the technological advance of the world, which of course is expensive for humanity. Very often hired under an instant need, the staff is recruited on the basis of somes few elements, while it is still sorely lacking informations about their real abilities. Too late often when we get there, we do with and we adapt. But it's not at the post to adapt to the incompetences of the person, it's up to the person to be adaptable to the job. Thus, the profiles genuinely correspondents are referred to sectors that are inappropriate to their skills and abilities by, and the vicious circle begins again. AN EFFICIENT SOLUTION: HR OTHERWISE ... For humanity we have totally redesigned the model of direct recruitment, since the best way to predict future is to create it. We started on the basis of real information necessary for the development of a skill, what does it matter at what level it is? We have a set, which effectively responds to all fields of view that leads to a recruitment of profiles corresponding for the success of all.

Company type: SME

Industry: Human Resources, Staffing & Recruiting

Founded: 2018

Company size: 51 - 200

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Job description

Explanation:

The specialist is accountable for conducting regular reconciliation/trade/transfer activities for Alternate Investments. The vital deliverables consist of however are actually not limited to processing trade deal transactions in client accounts and identifying/ solving breathers determined in between TD Ameritrade and also the fund companies or even transmit brokers. This job likewise possesses responsibility for processing of Company Activity Occasions, settling/reconciling move task, as well as processing/reconciling dividend task. The specialist might additionally be relied on to perform analysis of complex/escalated problems, do testing/validation of brand-new innovation improvements along with merchant changes. The Expert accomplishes projects in Exchanging, Dividends, Transfers, Reconciliation, and also Corporate Activities that straight influence the Client/Advisor account. A specialist's failing to interpret or even process customer deals in an excellent method might trigger account weakening, client frustration, and/or responsibility for TDA. This role engages mainly along with Retail as well as Institutional Solution Teams by means of email, phone, Slack, Expectation, as well as Salesforce. The role directly interacts along with and also exemplifies TD Ameritrade Clearing in our daily partnerships with fund firms, transmission agents, converse agencies, as well as other exterior business companions. Accountabilities Evaluation · Customer review of registration agreements or even transactions asks for · Client/Advisor level exemptions · Governing responsibilities (Instances: 2340 as well as 15C3-3) · Getting Back Together of Trade, Reward, and Transactions Cracks · Getting Back Together throughout BOS and Fund Firms · Testimonial as well as interpretation of appropriate tax coding and also adjustments of tax coding Trouble Dealing with · Internal/External body augmentations or even issues · Origin of ruptures in between TDA, the Fund, etc · Supplying method or technology answer alternatives to Administration · Remediating transfer problems along with the Fund or Contra Firm Client or Company Companion Company · Answering business partner queries regarding Fund particular requirements/eligibility · Giving act on Choice Assets moves to quicken the client request or remediate not in good order issues · Timely and also correct completion of client trading and also returns requests

Equal Opportunity Employer Minorities/Women/Veterans/ Disabled.

The Company is going to look at for job qualified applicants with arrest and conviction files.

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