Consultant - Chief Compliance Officer (Fractional/Contract Role)

Work set-up: 
Full Remote
Contract: 
Part time
Work from: 
New York (USA)

Offer summary

Qualifications:

Experience in financial services or hedge funds with SEC regulations., Hands-on experience developing and managing compliance programs., Strong communication and problem-solving skills., Proficiency in Excel and PowerPoint..

Key responsibilities:

  • Advise clients on compliance best practices and develop action plans.
  • Implement policies, procedures, and control measures for clients.
  • Evaluate client progress using KPIs and maintain detailed records.
  • Teach techniques and provide resources to support compliance goals.

Arootah LLC logo
Arootah LLC Professional Training & Coaching Small startup https://www.arootah.com/
2 - 10 Employees
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Job description

Join our experienced roster of consultants that support Hedge Funds and Family Offices. Arootah is a personal and professional development leader in the Investment and Financial Services industry. Our mission is to provide top business advisory services to our hedge fund client base. We focus our Business Consulting on the multi-faceted needs of Hedge Funds and Family Offices.

Arootah was founded by Rich Bello, the Co-Founder and COO of the industry-leading $10 billion hedge fund, Blue Ridge Capital. Rich brings more than 30 years of experience, including leadership positions at Morgan Stanley, Tiger Management, and Ernst & Young.  

Visit us at https://arootah.com/hedge-fund-advisory/ for more information. 
    
WHO YOU ARE: 
Arootah is searching for Hedge Fund/Family Office Chief Compliance Officers to advise clients on industry best practices. As a Compliance Consultant, you will work with our hedge fund and family office clients to provide expert advice.  Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office.   


What You'll Do
  • Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs 
  • Help the client develop realistic and effective monthly action plans 
  • Identify internal and contextual roadblocks  
  • Break apart goals into actionable steps  
  • Devise a plan of action for each goal  
  • Provide the client with resources associated with implementing their action plan  
  • Teach and mirror successful and positive techniques 
  • Implement policies, procedures, and control measures 
  • Evaluate each client’s advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices 
  • Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)  

    • Qualifications
  • Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission.
  • SEC audits and examinations 
  • Effective written and verbal communication skills 
  • Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results 
  • Ability to build rapport and work with people from all over the world  
  • Effective communication 
  • Personable and relatability skills 
  • Basic computer skills  
  • Proficient in Excel and PowerPoint 

    • Job Status
  • Contractor
  • Hours are based on the needs of the assigned client (0-40 hours per week). 
    • Work for a well-funded disruptor in the finance, wellness, and technology space 
    Culture of inspired continuous improvement in all areas of business and life 
    Autonomy in your work 
    The ability to work remote 
    Flexible hours 
    Access to our Digital Wellness Center, including past webinars, seminar videos, and workbooks 

    Required profile

    Experience

    Industry :
    Professional Training & Coaching
    Spoken language(s):
    English
    Check out the description to know which languages are mandatory.

    Hard Skills

    Regulatory ComplianceGap AnalysisCompliance ManagementKPI ReportingOnline CommunicationAuditingSecurities Regulation

    Other Skills

    • Non-Verbal Communication
    • Microsoft Excel
    • Microsoft PowerPoint
    • Critical Thinking
    • Problem Solving
    • Social Skills
    • Time Management
    Are you interested?

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