Assistant General Counsel Corporate
Offer summary
Qualifications:
8+ years of securities law experience at a top-tier law firm or in-house legal team., Deep expertise in SEC filings, ’33 and ’34 Act compliance, and corporate governance., Strong understanding of corporate law, capital markets, and public company operations., Member in good standing of at least one U.S. State Bar..Key responsibilities:
- Lead securities law compliance and advise on SEC regulations.
- Prepare and review SEC filings and public disclosures.
- Advise internal teams on disclosure requirements and investor communications.
- Support board meetings and regulatory compliance efforts.
Job description
Building the Future of Crypto Our Krakenites are a worldclass team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.
What makes us different?
Kraken is a missionfocused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.
Before you apply, please read the Kraken Culture page to learn more about our internal culture, values, and mission. We also expect candidates to familiarize themselves with the Kraken app. Learn how to create a Kraken account here.
As a fully remote company, we have Krakenites in 70+ countries who speak over 50 languages. Krakenites are industry pioneers who develop premium crypto products for experienced traders, institutions, and newcomers to the space. Kraken is committed to industryleading security, crypto education, and worldclass client support through our products like Kraken Pro, Desktop, Wallet, and Kraken Futures.
Proof of work
The teamJoin our growing corporate legal team of more than 9 attorneys and paraprofessionals working on matters such as corporate governance, board management, international corporate structuring, product formation and strategy, securities compliance and debt and equity financings to further Kraken’s mission.
This is a fully remote role for an attorney licensed to practice in the United States
The opportunityLead Kraken’s securities law compliance, including guidance on the Securities Act of 1933 and the Securities Exchange Act of 1934.
Prepare and review SEC filings, including Forms 10K, 10Q, 8K, proxy statements, Section 16 filings, and other public disclosures.
Advise internal stakeholders on disclosure requirements, Regulation FD, insider trading policies, and investor communications.
Collaborate with Finance, Accounting, and Investor Relations teams to ensure accuracy and consistency of financial disclosures.
Support board and committee meeting preparation, governance documentation, and related regulatory compliance.
Contribute to public company preparedness and SOXreadiness efforts.
Monitor regulatory developments and implement best practices in securities law compliance and corporate governance.
Provide practical, businessfocused legal guidance under tight timelines and evolving regulatory conditions.
Additional duties and responsibilities as assigned
Skills you should HODL8+ years of securities law experience at a toptier law firm or inhouse legal team, preferably with a focus on public company reporting and compliance.
Deep expertise in ’33 and ’34 Act filings, SEC disclosure obligations, and related corporate governance matters.
Strong understanding of corporate law, capital markets, and public company operations.
Excellent legal judgment, drafting, and problemsolving skills.
Experience managing or contributing to earnings releases, investor relations materials, and internal disclosure controls.
Confidence advising executive leadership and board members on securities law and governance.
Member in good standing of at least one U.S. State Bar.
A passion for crypto, fintech, or disruptive financial technologies.
NicetohavesExperience working with or within a publicly traded company.
Background in financial services regulation, brokerdealer or investment adviser compliance.
Exposure to international securities regulations and crossborder disclosure issues.
This job is accepting ongoing applications and there is no application deadline.
Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.
We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.
Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you dont fully meet the listed requirements, especially if youre passionate or knowledgable about crypto!
As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws.
Stay in the know
Lead Kraken’s securities law compliance, including guidance on the Securities Act of 1933 and the Securities Exchange Act of 1934.
Prepare and review SEC filings, including Forms 10K, 10Q, 8K, proxy statements, Section 16 filings, and other public disclosures.
Advise internal stakeholders on disclosure requirements, Regulation FD, insider trading policies, and investor communications.
Collaborate with Finance, Accounting, and Investor Relations teams to ensure accuracy and consistency of financial disclosures.
Support board and committee meeting preparation, governance documentation, and related regulatory compliance.
Contribute to public company preparedness and SOXreadiness efforts.
Monitor regulatory developments and implement best practices in securities law compliance and corporate governance.
Provide practical, businessfocused legal guidance under tight timelines and evolving regulatory conditions.
Additional duties and responsibilities as assigned
8+ years of securities law experience at a toptier law firm or inhouse legal team, preferably with a focus on public company reporting and compliance.
Deep expertise in ’33 and ’34 Act filings, SEC disclosure obligations, and related corporate governance matters.
Strong understanding of corporate law, capital markets, and public company operations.
Excellent legal judgment, drafting, and problemsolving skills.
Experience managing or contributing to earnings releases, investor relations materials, and internal disclosure controls.
Confidence advising executive leadership and board members on securities law and governance.
Member in good standing of at least one U.S. State Bar.
A passion for crypto, fintech, or disruptive financial technologies.
Experience working with or within a publicly traded company.
Background in financial services regulation, brokerdealer or investment adviser compliance.
Exposure to international securities regulations and crossborder disclosure issues.
This job is accepting ongoing applications and there is no application deadline.
Please note, applicants are permitted to redact or remove information on their resume that identifies age, date of birth, or dates of attendance at or graduation from an educational institution.
We consider qualified applicants with criminal histories for employment on our team, assessing candidates in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.
Kraken is powered by people from around the world and we celebrate all Krakenites for their diverse talents, backgrounds, contributions and unique perspectives. We hire strictly based on merit, meaning we seek out the candidates with the right abilities, knowledge, and skills considered the most suitable for the job. We encourage you to apply for roles where you dont fully meet the listed requirements, especially if youre passionate or knowledgable about crypto!
As an equal opportunity employer, we don’t tolerate discrimination or harassment of any kind. Whether that’s based on race, ethnicity, age, gender identity, citizenship, religion, sexual orientation, disability, pregnancy, veteran status or any other protected characteristic as outlined by federal, state or local laws.
Stay in the know
Nicetohaves
Skills you should HODL
Required profile
Experience
Other Skills
- Problem Solving
- Time Management
- Teamwork
- Communication
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