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Vice President

Role overview

Qualifications

  • Proven track record of managing a book of business with a minimum of $30 million in AUM
  • Generating $250,000 or more in annual fee revenue
  • Familiarity with RIA services and regulations
  • Strong knowledge of investment products, financial planning strategies, and wealth management principles

Responsibilities

  • Effectively transition your existing book of business, which should have a minimum size of $30 million in assets under management (AUM)
  • Adhere to all regulatory guidelines and compliance requirements to ensure ethical and compliant practices
  • Generate a minimum of $250,000 in annual fee revenue

Key facts

  • Remote from: Florida (USA)
  • Full time
  • Expert & Leadership (>10 years)
  • President
  • English

Hard skills

About the company

Darren Caddle logo

Darren Caddle

  • Staffing & Recruiting
  • SME
  • 201–500
We are an employment agency for growth companies. We believe that a company’s future depends on its people. Darren Caddle deploys proactive and aggressive talent hunt to secure the best talent and get our clients the edge they need to survive and thrive.

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Job description

About Company:

The company provides comprehensive financial planning solutions to help their clients organize, grow and protect their assets. Their services include retirement, investment, estate, insurance and tax planning.

Responsibilities:

  • Transition Book of Business: Effectively transition your existing book of business, which should have a minimum size of $30 million in assets under management (AUM) and generate a minimum of $250,000 in annual fee revenue.

  • Compliance: Adhere to all regulatory guidelines and compliance requirements to ensure ethical and compliant practices.

Requirements:

  • Proven track record of managing a book of business with a minimum of $30 million in AUM and generating $250,000 or more in annual fee revenue.

  • Familiarity with RIA services and regulations.

  • The candidate must have a clear financial regulatory track record.

  • Strong knowledge of investment products, financial planning strategies, and wealth management principles.

Compensation:

  • Payout structure: 50-70% of revenue generated, depending on performance.

  • Workspace provided at no charge for advisors working from our Boca Raton office.

  • No salary; this is a full fee-based position.

Note: To be considered for this position, please include details about your existing book of business, including AUM and fee revenue, in your application.

Company offers a unique opportunity for experienced financial advisors to seamlessly transition to our RIA platform while benefiting from our comprehensive support, attractive payout structure, and flexible working arrangements. Join our team and take your career to new heights by delivering exceptional investment solutions to high net worth clients.

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