Overview:
United Community is seeking an experienced and motivated Senior Analyst Financial Controls Compliance. The Senior Analyst, Financial Controls Compliance, plays a key role in supporting the Director of Financial
Controls Compliance in managing and executing the company’s Sarbanes-Oxley (SOX) compliance program.
This role is responsible for evaluating the design and operational effectiveness of internal controls over financial
reporting, coordinating with internal and external audit teams, and collaborating across departments to maintain
and enhance compliance standards. The successful candidate will possess extensive experience in SOX compliance, auditing methodologies, and internal control frameworks, particularly within a financial institution. A strong understanding of regulatory requirements and a proven ability to work cross-functionally are essential for success in this role.
What You’ll Do:
- Collaborate with process and control owners to maintain and enhance the organization’s SOX control framework,
including process narratives, flowcharts, and RCMs - Strengthen and oversee the internal control environment, proactively identifying, evaluating, and mitigating
risks within financial reporting processes - Design and document internal controls in alignment with industry best practices and regulatory standards.
- Serve as a strategic partner to senior leadership, internal and external auditors, with direct accountability for
SOX-related reporting and insights. - Collaborate with process and control owners to validate control effectiveness in accordance with COSO and
SEC requirements. - Identify control gaps and deficiencies, and work with stakeholders to develop and implement effective
remediation plans. - Provide training and guidance on SOX compliance and internal control best practices to employees across
the organization. - Stay informed of evolving regulatory requirements and industry trends impacting SOX compliance.
- Compliance Training: Participate in all required compliance training, including Bank Secrecy Act/anti-money
laundering training, as well as internal and external training programs, online training, meetings, and
seminars/conferences, etc.
Requirements For Success:
- Bachelor’s degree in accounting, Finance, Business Administration, or a related field.
- Professional certifications such as CIA (Certified Internal Auditor), CPA (Certified Public Accountant), or
equivalent. - Minimum of 3 years’ experience with increasing responsibility working in internal audit, finance,
accounting or public accounting with a solid understanding of SOX, US GAAP, and internal control environments. - Experience with risk assessment, control design, and control testing methodologie.
- Banking Audit experience a plus
Conditions of Employment:
- Must be able to pass a criminal background & credit check
- This is a full-time, non-remote position
FLSA Status: Exempt
Ready to take your career to the next level? Apply now and become a vital part of our team!
We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity and/or expression, status as a veteran, and basis of disability or any other federal, state, or local protected class.
Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Pay Range:
USD $0.00 - USD $0.00 /Yr.
