Compliance Specialist

Job description

As Compliance Operations Specialist, you will be mainly responsible for CashQ’s CustomerPartner Onboarding

Key Responsibilities:

• Conduct KYC onboarding of clients and partners, reviewing client documentationinformation for sufficiency, accuracy, and legitimacy.

• Conducting research utilizing available systems, databases, and the internet, consistent with the resolution of investigations.

• Identify red flags, suspicious activity, investigate patternstypologies and work on appropriate solutions.

• Conduct sanctions, PEP, and adverse media checks.

• Perform basic and enhanced KYC due diligence for new and existing clients.

• Maintain a working knowledge of appropriate BSA and OFAC laws and regulations.

• Work crossfunctionally with internal teams to discuss changes or updates to KYCAML requirements, policies, and procedures.

• Appropriately escalate issues to the compliance and management teams.

• Policies and procedures to ensure compliance with regulations.

• Ideal Candidate:

  • Bachelor’s Degree in law, finance, or a relevant field.

  • CAMS certification is strongly encouraged, but not required. We can cover the certification cost.

  • 23 years of experience in conducting KYC reviews, preferably in the digital banking or fintech field.

  • Ability to analyze client information and documentation to facilitate the account opening process.

  • Knowledge of rules, regulations, and regulatory requirements (BSA US Patriot Act OFAC CIPCDD KYC EDD) is strongly encouraged.

  • Knowledge of the fintech market is strongly recommended.

  • Strong analytical skills and attention to detail.

  • Proactive approach with the ability to anticipate challenges and propose innovative solutions and ideas.

  • Ability to make independent decisions as well as collaborate effectively with a team.

  • Willingness to work across different time zones with global and regional teams.