Offer summary

Qualifications:

Experience in AML/KYC compliance, preferably in fintech or a fund., Bachelor's Degree; JD or CAMS certification is a plus., Strong judgment in AML risk assessment and enhanced due diligence., Familiarity with SEC investment advisor and CIMA private fund compliance programs..

Key responsabilities:

Assist the Chief Compliance Officer with the administration of the Firm’s compliance program.

Manage annual Cayman Islands Monetary Authority compliance requirements for the Firm’s private funds.

Oversee the Firm’s AML/KYC program, including fund subscription processes.

Stay updated on regulatory developments to ensure compliance with U.S. and Cayman regulatory frameworks.

Job description

About Dragonfly

Dragonfly is a global, crypto-native investment firm. We’re a team of seasoned VCs and technologists investing in generational companies and protocols, with deep roots in Silicon Valley and Asia. Our team is highly technical and has published some of the most widely read research on DeFi and protocol security. Our AUM is over $2B, and we’re one of the fastest-growing firms in the crypto industry.

Overview

You'll join our small team working directly with our Chief Compliance Officer, administrating the Firm's compliance program.

Functional Responsibilities

Assist the Chief Compliance Officer with the administration of the Firm’s compliance program, including: monitoring compliance with the Firm’s Code of Ethics; preparing regulatory filings (Forms ADV and PF); reviewing marketing materials; reviewing communications; and performing compliance testing.
Manage annual Cayman Islands Monetary Authority (CIMA) compliance requirements for the Firm’s private funds, including coordinating with the Funds’ administrator, outsourced Cayman CCO and outside counsel.
Assist the CCO in overseeing the Firm’s AML/KYC program, including the fund subscription process and periodic limited partner AML refreshes.
Staying up to date on regulatory developments and industry trends to ensure that compliance and regulatory matters relating to investment processes and the broader compliance program remain current and effective
Ensure adherence to U.S. and Cayman regulatory frameworks, including RIA and Bank Secrecy Act compliance

Requirements

Experience in AML/KYC compliance, preferably in fintech or a fund
Key Skills & Tools:
Experience with SEC investment advisor and CIMA private fund compliance programs
Strong judgment in AML risk assessment and enhanced due diligence
Execution-oriented with demonstrated experience rolling up sleeves and motivation to be an independent contributor
Proven ability to work in a fast-paced environment and adjust priorities in response to unanticipated events, all while meeting tight deadlines
Industry Background Preferences: Private Funds (VC, PE, Hedge, Investment funds), RIA, Broker-Dealer, Fintech, Crypto
Education: Bachelor's Degree, JD or CAMS certification (not required but are a plus)

Preferred

Understanding of crypto/digital assets
Experience at a registered investment adviser who invests in crypto tokens
Experience working with private fund limited partners
Prior experience handling KYC for HNW / institutional investors

Benefits

Highly competitive salary and carry (commensurate to experience)
Medical, dental, vision, and life insurance
Annual phone plan reimbursement
Laptop and equipment provided
Flexible PTO: Take time when you need it (and we mean it)
Annual in-person offsite in unique locations around the globe
Ability to personally invest in our venture and liquid funds without fees
We have a fully remote team with flexible hours, and we don’t adjust pay for the cost of living; we pay you for the value of the work you produce

Pay Range