Compliance Officer
72% Flex
Remote: Full Remote
Salary: 115 - 150K yearly
Experience: Mid-level (2-5 years)
Work from: United States
Offer summary
Qualifications: Working knowledge of investment advisory environment, 3-5 years of relevant experience, Finance degree or CFA preferred, Familiarity with internal controls and compliance testing.
Key responsabilities:
- Provide compliance advice to the business, Identify and mitigate compliance risks, Draft compliance reports, Manage registrations and education requirements, Assist with regulatory reporting and training sessions
Job description
Required profile
Experience
Level of experience :
Mid-level (2-5 years)Industry :
Spoken language(s)
Check out the description to know which languages are mandatory.
Hard Skills
Soft Skills
- Analytical skills, Accuracy, Results-driven, Negotiation abilities, Proactive approach, Strong communication skills, Team player, Integrity
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