Offer summary
Qualifications:
Bachelor’s degree in law, economics, business, or related field, At least 2-3 years of compliance-related experience in financial services industry, Knowledge of FCA, EU compliance, AML/TF, GDPR, and investment services regulation.
Key responsabilities:
- Develop and implement compliance policies
- Conduct risk assessments, compliance reports, and checks
- Review marketing materials for regulatory compliance
- Prepare compliance reports and filings for regulators
- Monitor and update internal records for regulatory changes