Remote Compliance Focus Internal Audit Control Manager

Job Overview

We invite you to become an integral part of our esteemed organization as an Internal Audit Control Manager with a focus on compliance. In this pivotal remote role, you will ensure adherence to federal, state, and GSE regulations within the mortgage banking sector. Your expertise in audit and compliance will be crucial in cultivating a workplace culture rooted in respect, trust, and integrity.

Key Responsibilities

• Regularly maintain and revise regulatory compliance matrices, aligning them with Federal, State, and GSE mandates through a structured quarterly update process.
• Provide specialized compliance insights during internal audits and various projects as required.
• Assist audit teams in pinpointing relevant compliance coverage for designated audits.
• Formulate and execute testing protocols for regulatory mandates.
• Analyze regulatory audit findings and offer strategic recommendations for refining audit procedures.
• Engage in the annual risk assessment process and contribute to the formulation of the annual audit plan for designated sectors.
• Collaborate with management on special initiatives and projects.
• Supervise audit engagements, encompassing risk assessment, audit planning, testing, control evaluations, and report preparation.
• Forge strong partnerships with business process owners and management to proactively address emerging control challenges.
• Stay informed about regulatory shifts and market dynamics affecting the business, ensuring sustained compliance.
• Assist in the creation and implementation of automation solutions aimed at enhancing the audit process.
• Guide and mentor team members, contributing to their professional growth.
• Conduct ongoing analysis of risk trends to ensure adequate audit coverage.
  
  

Required Skills

• Profound understanding of regulatory processes and compliance risk management.
• Exceptional project management capabilities and interpersonal skills, with the ability to effectively coordinate tasks and monitor progress.
• Self-driven with a strong aptitude for risk analysis and proactive issue identification.
• Outstanding verbal and written communication skills, with proficiency in presenting complex information convincingly.
• Keen attention to detail and the capacity to make sound, independent decisions.
• Proficient in Microsoft Office Suite (Outlook, Excel, Word, PowerPoint, SharePoint, MS Project, Visio).
  
  

Qualifications

• Bachelor's degree in a relevant discipline; advanced degrees and certifications (CPA, CIA, CISA, CRCM, CAMS, MBA) are preferred.
• At least 7 years of pertinent experience in mortgage banking or the banking industry’s audit and compliance sectors.
  
  

Career Growth Opportunities

This position presents a unique opportunity to make a substantial impact while fostering a career characterized by continuous professional development and advancement. We are committed to supporting your growth through training and mentorship within a collaborative environment.

Company Culture And Values

Our organization prides itself on fostering a culture defined by respect, trust, and integrity. We are dedicated to creating a supportive work environment where employees can thrive and feel valued.

Compensation And Benefits

• Competitive salary range of \(100,000.00 - \)140,000.00 per year.
• Comprehensive benefits package, including medical, dental, and life insurance.
• 401(k) plan with matching contributions, along with tuition assistance for ongoing education.
• Employee assistance program and exclusive discounts.
• Abundant opportunities for training and professional growth.
  
  

Join us and be part of a team that prioritizes excellence in compliance and audit practices, while also investing in your future!

Employment Type: Full-Time