Aqua Finance, Inc brings your career aspirations to life to create a happier YOU!
Focused on finding you a place where you belong, Aqua Finance works with each individual’s strengths and goals to produce a career that you love OR excel in the one you have already chosen! **
Is this You?**
Aqua Finance is seeking a talented, energetic, and detail-oriented Senior Compliance Examiner who will be responsible for activities associated with maintaining a solid CMS (Compliance Management System), including risk assessments, testing and monitoring, report writing, issues management, corrective action and leading remediation activities.
Flexible work option: Although working at our Headquarters location in Wausau, WI is preferred, you can choose to work from your own home office space within the United States (remote) . **
We Work Every Day to Uphold a Culture Where We Aim to be Your Dream Employer!**
- Experience the joy of effective teamwork and caring leaders
- We’re committed to growing the capabilities of our people and will provide the platform to do amazing things!
- We supply generous time off to foster a healthy Work/Life Balance – “You can’t do a good job if your job is all you do.” – Katie Thurmes
- Want to give back to your community? We offer paid volunteer time off and donation opportunities for local non-profit organizations.
- You Will feel Appreciated!
As a Senior Compliance Examiner, you will be responsible for:
- Performing regulatory compliance testing to determine if line-of-business units or functional areas follow consumer finance regulations. Plan and execute follow-up work in a timely manner to ensure adequate remediation of gaps
- Creating accurate, logical work papers that clearly describe the work performed, the results of testing, and analysis
- Identifying gaps and recommend new and/or revised policies and procedures, and monitoring methods
- Analyzing the consumer compliance risk assessment to determine the scope of exams
- Developing recommendations for corrective actions based on review findings, and partner with the business unit to refine recommendations
To be successful as a Senior Compliance Examiner, you will need to possess:
- Knowledge of all retail lending laws/regulations (Non-Mortgage - TILA, ECOA, FCRA, FDCPA, EFTA, ESIGN, GLBA, MLA, SCRA, TCPA, UDAAP, etc.) and regulatory advisories applicable to the financial services industry
- Ability to perform testing and monitoring for compliance with consumer related regulations, laws or areas in a timely manner
- Analytical skills to identify root causes of deficiencies and to summarize and apply complex regulatory requirements to current processes
- Attention to detail and accuracy
- Excellent verbal and written communication skills
- Ability to communicate effectively with team members as well as members of the business units
- Ability to execute in a fast paced, high demand environment while balancing multiple priorities in a timely manner
- Proficiency using Microsoft Office software including Excel, Word, PowerPoint
- Proficiency using Jira / Confluence a plus
Education Requirements
- Bachelor’s Degree in related field or any combination of equivalent experience.
Experience Requirements
- Knowledge of all retail lending laws/regulations (Non-Mortgage - TILA, ECOA, FCRA, FDCPA, EFTA, ESIGN, GLBA, MLA, SCRA, TCPA, UDAAP, etc.) and regulatory advisories applicable to the financial services industry
- Related financial services industry experience (consumer lending compliance), minimum 3 years’ experience in related consumer compliance financial services/testing/auditing.
Certifications And Licenses
**Who We Are
**_Born in the Midwest, we serve communities across the country by providing flexible, indirect lending options for customers who are looking to finance their dream home improvement project or finance a boat, RV or other recreational power sports. Aqua Finance focuses on what matters most, creating an unmatched experience for our partners, teammates, and the customers we serve.
_ **Compensation
**The salary range for this position is between $70,300 - $112,500 annually
