Senior Compliance Analyst - Banking & Regulatory Risk Management

Position Overview

Join our team as a Compliance Analyst and be a key player in shaping the future of banking! In this role, you will support our Vice President of Compliance in developing, reviewing, and executing our operational compliance functions. You’ll be responsible for projects, reviews, and activities that ensure adherence to federal, state, and local regulations affecting our digital banking clients. Your role will involve identifying gaps, implementing solutions with a risk-focused approach, and improving internal compliance processes.

As a Compliance Analyst, you will actively identify, respond to, and escalate compliance risks during reviews and regulatory change management. You will help influence policies and procedures to optimize profitability while minimizing regulatory exposure. You’ll collaborate across teams and build strong relationships to foster a collaborative environment.

Key Responsibilities

• Assist in maintaining compliance programs, including monitoring, internal control testing, and preparing reports such as compliance reviews and client updates.
• Conduct compliance reviews based on a predetermined schedule and report findings to the VP of Compliance for escalation.
• Monitor and support the implementation of corrective actions for compliance issues identified during reviews, audits, and third-party assessments.
• Review marketing materials, departmental policies, and complaints as assigned.
• Track regulatory changes and recommend enhancements to internal procedures to stay compliant with new or updated regulations.
• Collaborate with cross-functional teams and the VP of Compliance to develop and execute training programs focused on regulatory issues and compliance.
• Manage and monitor compliance-related issues and action items from internal and external sources.
• Support new product development and assist with regulatory compliance requirements, working with product owners and the Chief Risk & Compliance Officer.
• Maintain up-to-date knowledge of relevant laws, regulations, and guidance related to banking products and services.
• Assist with new client onboarding alongside the VP of Compliance and Implementations team.
  
  

Qualifications

• Some college coursework, preferably in Business, Accounting, or Finance.
• 3+ years of experience in Internal Audit, Compliance, or Risk roles.
• Audit or Compliance certification is a plus.
• Experience with financial institutions is preferred.
• Strong understanding of federal regulatory requirements.
• Excellent verbal and written communication skills.
• Effective public presentation abilities.
• Strong time management and analytical skills.
• Detail-oriented and process-driven.
  
  

Salary & Benefits

• Annual Salary: \(65,000 - \)75,000
• Annual Cash Bonus and Equity Options based on role level and experience
• 100% Remote work
• Comprehensive 401(k) plan with company match
• Health, Dental, and Vision Insurance (100% of Healthcare and Basic Dental premiums covered)
• Flexible Paid Time Off
  
  

Ready to be part of something transformative? Learn more about us and how we innovate together. We look forward to considering you for this exciting role!

Employment Type: Full-Time