Offer summary

Qualifications:

Minimum 5 years of experience in private banking or wealth management., Unconditional SFC Type 1 and Type 4 Responsible Officer licenses., Strong understanding of SFC regulations and regulatory interface experience., Bachelor's degree in Business, Finance, or related field preferred..

Key responsibilities:

Ensure regulatory compliance as a Responsible Officer under SFC regulations.

Supervise regulated business activities and maintain governance standards in Hong Kong.

Coordinate with the SFC on licensing, audits, and inquiries.

Support the Managing Director in serving high-net-worth clients and conducting due diligence.

Job description

Description

OurCrowd is seeking a full-time Responsible Officer (RO) licensed under the Hong Kong SFC (Types 1 & 4) for our Hong Kong office. This individual will play a key role in supporting investor relations and fulfilling regulatory obligations. The candidate will report to the Managing Director, Hong Kong, and serve as the firm’s licensed RO to oversee regulated activities.

Responsibilities

Act as a Responsible Officer (Types 1 & 4) under the Securities and Futures Ordinance (Cap. 571), ensuring full regulatory compliance
Supervise the company’s regulated business activities in Hong Kong and maintain robust governance standards
Serve as the key contact with the SFC and coordinate on licensing, audits, and inquiries
Oversee and ensure compliance of all promotional and investor materials with local regulations
Guide and support the Managing Director HK in serving high-net-worth individuals, family offices, and institutions
Conduct product due diligence, assist in onboarding investment offerings, and ensure compliance documentation is in place
Perform ongoing monitoring and internal compliance reviews to mitigate regulatory risk

Requirements

Minimum 5 years’ experience as a Relationship Manager or Officer in private banking or wealth management
Holder of unconditional SFC Type 1 and Type 4 Responsible Officer licenses
Proven understanding of SFC regulations and experience interfacing with regulators
Strong interpersonal and communication skills in English, Cantonese, and Mandarin
Self-driven, ethical, and capable of working independently with high accountability
University degree in Business or Finance or other relevant discipline preferred

EQUAL OPPORTUNITY STATEMENT: OurCrowd is an equal opportunity employer. We do not discriminate on the basis of race, gender, age, marital status, disability, religion, or family status. Applicants will be considered based on merit, qualifications, and business need.

PERSONAL INFORMATION COLLECTION STATEMENT (PICS): Personal data collected will be used for recruitment purposes only and will be kept confidential. It may be retained for future opportunities within OurCrowd for a period of up to 12 months. Applicants may request access to or correction of their personal data by contacting us.

Required profile