Offer summary

Qualifications:

2-3 years of financial industry experience, Client Series 7 and 24 licenses, Proficiency in Microsoft Word, Excel, Adobe, and SharePoint, Background in compliance is preferred..

Key responsabilities:

Manage outside business activity and approvals for entity advisors

Serve as the primary contact for coordination

Ensure adherence to internal processes with high attention to detail

Utilize internal systems for communication and coordination, including email and Zoom.

Job description

Genesis10 is seeking a Compliance/Supervision Consultant. This role is with an insurance company in Milwaukee, WI. This contract will go through 2025 and is fully remote from home.

Responsibilities:

Focuses on outside business activity and approvals, particularly for entity advisors
Primary contact for coordination
Outside business activity approvals, especially entity advisor contracts
High attention to detail for internal process adherence
Coordination via email, phone, and internal systems (compliance portal, enterprise email, Zoom)
Follow SLAs but is flexible when necessary
Use of internal systems: Enterprise Compliance Portal, email, Zoom
Independent work with team support (Slack, regular touch bases)

Requirements:

2-3 years of financial industry experience
Client Series 7 and 24 licenses
Experience with Microsoft word/excel, adobe, & SharePoint

Preferred Experience:

Has a compliance history/background

Only candidates available and ready to work directly as Genesis10 employees will be considered for this position.

If you have the described qualifications and are interested in this exciting opportunity, please apply!

About Genesis10:
Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.
For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement opportunity, our recruiter can talk you through the unique benefits offered for that particular client.

Benefits of Working with Genesis10:
• Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.
• The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.
• Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)
• Behavioral Health Platform
• Medical, Dental, Vision
• Health Savings Account
• Voluntary Hospital Indemnity (Critical Illness & Accident)
• Voluntary Term Life Insurance
• 401K
• Sick Pay (for applicable states/municipalities)
• Commuter Benefits (Dallas, NYC, SF)

For multiple years running, Genesis10 has been recognized as a Top Staffing Firm in the U.S., as a Best Company for Work-Life Balance, as a Best Company for Career Growth, for Diversity, and for Leadership, amongst others. To learn more and to view all our available career opportunities, please visit us at our website.

Genesis10 is an Equal Opportunity Employer. Candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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