Offer summary

Qualifications:

Bachelor’s Degree in Finance or Business preferred., Current FINRA Registrations (Series 7, 63, 65, and/or 66) required., Strong relationship building skills and client-focused approach., Excellent communication skills and proficiency in Microsoft Word, Salesforce, and Excel..

Key responsabilities:

Initiate sales calls to identify new opportunities and provide product information to financial intermediaries.

Partner with external wholesalers for scheduling and sales support to achieve sales goals.

Assist financial intermediaries in analyzing client portfolios and recommending investment strategies.

Maintain CRM data and ensure compliance with regulatory policies and training requirements.

Job description

Position Summary

Guggenheim is seeking an established and successful sales professional with strong relationships in Minnesota and Wisconsin. This individual will be responsible for the growth of Guggenheim's mutual fund, SMA, and UCITs business within the wire house, regional and independent broker/dealer channels. The RVP will perform as part of a sales team, which includes an internal wholesaling partner DCIO partner, and Portfolio Specialist.

Responsibilities

Key Responsibilities

Initiate sales calls to identify new sales opportunities; provide financial intermediaries with sales ideas; product information, performance data
Respond to incoming calls/questions/requests from financial intermediaries in a timely and accurate manner
Partner with external wholesalers to provide scheduling and sales support; execute on territory plan to ensure achievement of assigned sales goal
Follow-up on external wholesaler appointments, conference leads and referrals of qualified representatives
Maintain activity and profile data in the CRM
Assist financial intermediary in analyzing client portfolios to help recommend appropriate investment strategies, including running product hypotheticals and performance comparisons
Keep current and adhere to compliance and regulatory policies specific to licensing requirements, continuing education and firm-mandated training (license requirements FINRA 7, 63)
Responsible for keeping current on company’s products, initiatives and marketing campaigns

Qualifications

Preferred Qualifications

Excellent oral, written and interpersonal communications skills
Energetic, self-motivated, positive attitude, goal-oriented
Strong work ethic, and leadership skills
High degree of integrity
Ability and willingness to prepare and execute tasks
Strong relationship building skills—client focused
Technical/Computer skills should include experience with Microsoft Word, Salesforce, and Excel
Familiarity with investment strategies and concepts

Basic Qualifications

Bachelor’s Degree (preferably in Finance or Business)
Current FINRA Registrations (Series 7, 63, 65, and/or 66)
Must reside in corresponding geographic territory

Salary Range

Annual base salary between

-$75,000.00

The base salary range represents the low and high end of the anticipated base salary range for this position. Actual base salaries may vary depending on factors such as location and experience. The range listed reflects base salary only, and the total compensation package may include other components such as incentive compensation.

Required profile